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ALPHA PRO TECH LTD — Director's Dealing 2014
Aug 27, 2014
34573_dirs_2014-08-27_0f54612d-a90a-4fe7-95d0-394a308ec0d9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALPHA PRO TECH LTD (APT)
CIK: 0000884269
Period of Report: 2014-08-25
Reporting Person: Garcia David R (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-08-25 | common stock | S | 5871 | $2.64 | Disposed | 0 | Direct |
| 2014-08-25 | common stock | S | 317 | $2.62 | Disposed | 0 | Direct |
| 2014-08-25 | common stock | S | 400 | $2.60 | Disposed | 0 | Direct |
| 2014-08-25 | common stock | S | 1200 | $2.59 | Disposed | 0 | Direct |
| 2014-08-25 | common stock | S | 27212 | $2.58 | Disposed | 0 | Direct |
| 2014-08-26 | common stock | M | 25000 | $1.60 | Acquired | 0 | Direct |
| 2014-08-26 | common stock | M | 10000 | $1.15 | Acquired | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-08-26 | options | $1.6 | M | 8333 | Disposed | 2015-10-12 | common stock (8333) | Direct |
| 2014-08-26 | options | $1.60 | M | 8333 | Disposed | 2015-10-12 | common stock (8333) | Direct |
| 2014-08-26 | options | $1.60 | M | 8334 | Disposed | 2015-10-12 | common stock (8333) | Direct |
| 2014-08-25 | options | $1.15 | M | 5000 | Disposed | 2016-09-29 | common stock (5000) | Direct |
| 2014-08-25 | options | $1.15 | M | 5000 | Disposed | 2016-09-29 | common stock (5000) | Direct |
Footnotes
F1: the common stock shares were presold on August 25,2014
F2: the common stock was pre sold on August 25,2014 and the options were exercised on August 26,2014
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