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ALPHA PRO TECH LTD — Director's Dealing 2013
Oct 2, 2013
34573_dirs_2013-10-02_13a897e1-6b4a-4459-a289-ea225be23dfb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALPHA PRO TECH LTD (APT)
CIK: 0000884269
Period of Report: 2013-09-30
Reporting Person: ANDERSON DAVID B (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-09-30 | options | $1.51 | A | 10000 | Acquired | 2018-09-29 | common stock (10000) | Direct |
| 2013-09-30 | options | $1.51 | A | 10000 | Acquired | 2018-09-29 | common stock (10000) | Direct |
| 2013-09-30 | options | $1.51 | A | 10000 | Acquired | 2018-09-29 | common stock (10000) | Direct |
Footnotes
F1: This total also reflects the expiration and disposition of 15,000 stock options granted to the reporting person on August 29,2007 with an exercise price of $1.50, which expired on August 29, 2012 and 15,000 stock options granted to the reporting person on September 11,2008 with an exercise price of $1.23, which expired on September 10, 2013(the"Expired Options"). The reporting person did not receive any value in connection with the expiration of the Expired Options; therefore, the resulting disposition of the Expired Options was exempt from Section 16(b) by virtue of Rule 16b-6(d) and further from the reporting requirements of Section 16(a) by virtue of Rule 16a-4(d), both rules promulgated by the Securities and Exchange Commission pursuant to the Securities Exchange Act of 1934, as amended