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ALPHA & OMEGA SEMICONDUCTOR Ltd Director's Dealing 2024

Jan 20, 2024

32375_dirs_2024-01-19_e99c98b6-f625-45ab-acd6-4b32030973cc.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ALPHA & OMEGA SEMICONDUCTOR Ltd (AOSL)
CIK: 0001387467
Period of Report: 2024-01-18

Reporting Person: Pfeiffer Michael L (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2024-01-18 Common Shares M 2375 $7.21 Acquired 59994 Direct
2024-01-18 Common Shares S 664 $26.68 Disposed 59330 Direct
2024-01-19 Common Shares M 4500 $7.21 Acquired 63830 Direct
2024-01-19 Common Shares S 2673 $27.34 Disposed 61157 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2024-01-18 Share Option (Right to Buy) $7.21 M 2375 Disposed 2024-01-28 Common Share (2375) Direct
2024-01-19 Share Option (Right to Buy) $7.21 M 4500 Disposed 2024-01-28 Common Share (4500) Direct

Footnotes

F1: The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2023.

F2: The price reported in Column 4 is the exact price at which all shares were sold.

F3: The option is fully vested and immediately exercisable for all option shares.