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ALPHA & OMEGA SEMICONDUCTOR Ltd — Director's Dealing 2024
Jan 20, 2024
32375_dirs_2024-01-19_e99c98b6-f625-45ab-acd6-4b32030973cc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALPHA & OMEGA SEMICONDUCTOR Ltd (AOSL)
CIK: 0001387467
Period of Report: 2024-01-18
Reporting Person: Pfeiffer Michael L (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-01-18 | Common Shares | M | 2375 | $7.21 | Acquired | 59994 | Direct |
| 2024-01-18 | Common Shares | S | 664 | $26.68 | Disposed | 59330 | Direct |
| 2024-01-19 | Common Shares | M | 4500 | $7.21 | Acquired | 63830 | Direct |
| 2024-01-19 | Common Shares | S | 2673 | $27.34 | Disposed | 61157 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-01-18 | Share Option (Right to Buy) | $7.21 | M | 2375 | Disposed | 2024-01-28 | Common Share (2375) | Direct |
| 2024-01-19 | Share Option (Right to Buy) | $7.21 | M | 4500 | Disposed | 2024-01-28 | Common Share (4500) | Direct |
Footnotes
F1: The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2023.
F2: The price reported in Column 4 is the exact price at which all shares were sold.
F3: The option is fully vested and immediately exercisable for all option shares.
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