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ALPHA & OMEGA SEMICONDUCTOR Ltd — Director's Dealing 2022
Aug 18, 2022
32375_dirs_2022-08-17_b60d3b26-3d7d-4952-a8dc-abbc8e93b054.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALPHA & OMEGA SEMICONDUCTOR Ltd (AOSL)
CIK: 0001387467
Period of Report: 2022-08-16
Reporting Person: Xue Bing (EVP-WW Sales & Bus Development)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-08-16 | Common Share | S | 2307 | $43.0875 | Disposed | 59112 | Direct |
| 2022-08-17 | Common Share | S | 498 | $41.70 | Disposed | 58614 | Direct |
Footnotes
F1: The sales were effected pursuant to a Rule 10b5-1 trading plan adopted previously by the Reporting Person.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.31 to $43.73, inclusive. The Reporting Person undertakes to provide to Alpha and Omega Semiconductor Limited, any security holder of Alpha and Omega Semiconductor Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F3: Includes an aggregate of 37,500 shares subject to Restricted Share Unit awards (RSU) granted on March 15, 2019, March 16, 2020, March 15, 2021, August 12, 2021, and March 15, 2022 which will be issued as such units vest in accordance with their terms, and excludes 15,000 unvested common shares subject to the PSU granted on March 15, 2022, which may become vested upon achievement of certain corporate performance goals in the future.
F4: Includes 11,250 unvested shares subject to the PSU granted on March 15, 2021 which are subject to vesting upon satisfaction of service-based vesting conditions by the Reporting Person.
F5: The price reported in Column 4 is the exact price at which all shares were sold.