ALPHA & OMEGA SEMICONDUCTOR Ltd — Director's Dealing 2021

Aug 18, 2021

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: ALPHA & OMEGA SEMICONDUCTOR Ltd (AOSL)
CIK: 0001387467
Period of Report: 2021-08-12

Reporting Person: Li Wenjun (Chief Operating Officer)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Share	18750	Direct

Footnotes

F1: Includes (i) 7,375 common shares held by Reporting Person; (ii) 9,000 common shares subject to Restricted Share Unit awards (RSU) granted on March 15, 2018, March 15, 2019, March 16, 2020, and March 15, 2021, which will be issued as such units vest in accordance with their terms; (iii) 875 unvested common shares subject to the Performance Share Units (PSU) granted on March 15, 2018, which may be vested upon satisfaction of certain service-based vesting conditions; (iv) 1,500 unvested common shares subject to the 2020 PSU granted on March 16, 2020, which may be vested upon satisfaction of certain service-based vesting conditions, and excludes 5,000 unvested common shares subject to the PSU granted on March 15, 2021, which may be earned upon achievement of certain corporate performance goals in the future.