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ALPHA & OMEGA SEMICONDUCTOR Ltd Director's Dealing 2019

Sep 26, 2019

32375_dirs_2019-09-26_d16d500d-7437-4b11-870d-59cecf469e1f.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: ALPHA & OMEGA SEMICONDUCTOR Ltd (AOSL)
CIK: 0001387467
Period of Report: 2019-09-18

Reporting Person: Xue Bing (Senior VP of Global Sales)

Holdings (Non-Derivative)

Security Shares Ownership
Common Share 48705 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Employee Share Option (right to buy) $18.0 2020-04-27 Common Share (10888.0) Direct
Employee Share Option (right to buy) $18.0 2020-04-27 Common Shares (4112.0) Direct
Employee Share Option (right to buy) $12.91 2021-04-14 Common Shares (5814.0) Direct

Footnotes

F1: Includes an aggregate of 20,656 common shares held by reporting person and an aggregate of 28,049 shares subject to restricted share units (RSU) awards granted on March 15, 2016, March 15, 2017, March 15, 2018, and March 15, 2019, which will be issued as such units vest in accordance with their terms.

F2: The option is fully vested and immediately exercisable for all option shares.