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ALPHA & OMEGA SEMICONDUCTOR Ltd — Director's Dealing 2019
Sep 26, 2019
32375_dirs_2019-09-26_d16d500d-7437-4b11-870d-59cecf469e1f.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: ALPHA & OMEGA SEMICONDUCTOR Ltd (AOSL)
CIK: 0001387467
Period of Report: 2019-09-18
Reporting Person: Xue Bing (Senior VP of Global Sales)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Share | 48705 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Share Option (right to buy) | $18.0 | 2020-04-27 | Common Share (10888.0) | Direct | |
| Employee Share Option (right to buy) | $18.0 | 2020-04-27 | Common Shares (4112.0) | Direct | |
| Employee Share Option (right to buy) | $12.91 | 2021-04-14 | Common Shares (5814.0) | Direct |
Footnotes
F1: Includes an aggregate of 20,656 common shares held by reporting person and an aggregate of 28,049 shares subject to restricted share units (RSU) awards granted on March 15, 2016, March 15, 2017, March 15, 2018, and March 15, 2019, which will be issued as such units vest in accordance with their terms.
F2: The option is fully vested and immediately exercisable for all option shares.
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