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ALPHA & OMEGA SEMICONDUCTOR Ltd — Director's Dealing 2018
Mar 14, 2018
32375_dirs_2018-03-14_ed2a7b3d-8589-4bd9-951f-a9eade40f3b7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALPHA & OMEGA SEMICONDUCTOR Ltd (AOSL)
CIK: 0001387467
Period of Report: 2018-03-12
Reporting Person: Chang Daniel Kuang Ming (Senior VP of Marketing)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-03-12 | Common Share | A | 10212 | — | Acquired | 51542 | Direct |
| 2018-03-12 | Common Share | F | 3972 | $16.73 | Disposed | 47570 | Direct |
Footnotes
F1: Represent fully vested common shares ("Bonus Shares") granted by the compensation committee of the Board of Directors of the issuer on March 12, 2018 as part of the bonus payment upon achievement of certain corporate performance goals under the Issuer's Amended and Restated 2017 Executive Incentive Plan, dated November 15, 2017.
F2: Includes an aggregate of 38,838 shares subject to RSU awards granted on March 17, 2014, March 16, 2015, March 15, 2016, and March 15, 2017, which will be issued as such units vest in accordance with their terms.
F3: Reflects 814 shares acquired under the Issuer's Employee Stock Purchase Plan on November 14, 2017.
F4: Shares withheld to satisfy the Issuer's tax withholding obligations upon the issuance of the Bonus Shares described above.