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ALPHA & OMEGA SEMICONDUCTOR Ltd Director's Dealing 2018

Apr 19, 2018

32375_dirs_2018-04-18_38d5aa7b-cf83-4894-a873-af30e96eecd3.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ALPHA & OMEGA SEMICONDUCTOR Ltd (AOSL)
CIK: 0001387467
Period of Report: 2018-04-17

Reporting Person: Chang Daniel Kuang Ming (Senior VP of Marketing)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-04-17 Common Share M 3750 $7.44 Acquired 54443 Direct
2018-04-17 Common Share S 3750 $16 Disposed 50693 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-04-17 Employee Share Option (right to buy) $7.44 M 3750 Disposed 2024-03-16 Common Shares (3750.0) Direct

Footnotes

F1: Includes an aggregate of 32,642 shares subject to restricted share unit awards granted on March 16, 2015, March 15, 2016, March 15, 2017, and March 15, 2018, which will be issued as such units vest in accordance with their terms.

F2: The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 2, 2018.

F3: The price reported in Column 4 is the exact price at which all shares were sold.

F4: The option was granted on March 17, 2014 and becomes exercisable with respect to one-fourth (1/4) of the underlying shares on March 15, 2015, and thereafter the balance of the option shares become exercisable in a series of thirty-six (36) successive equal monthly installments.