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ALPHA & OMEGA SEMICONDUCTOR Ltd — Director's Dealing 2016
Mar 17, 2016
32375_dirs_2016-03-17_724238a1-2434-479f-9119-7dd2765eb48c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALPHA & OMEGA SEMICONDUCTOR Ltd (AOSL)
CIK: 0001387467
Period of Report: 2016-03-15
Reporting Person: Chang Mike F (Director, Chief Executive Officer, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-03-15 | Common Shares | F | 5172 | $11.70 | Disposed | 4210609 | Direct |
| 2016-03-15 | Common Shares | A | 39491 | — | Acquired | 4250100 | Direct |
Footnotes
F1: Shares withheld to satisfy the Issuer's tax withholding obligation upon the annual vesting of restricted share units (RSU) granted on March 17, 2014 and March 16, 2015.
F2: Includes an aggregate of 40,929 shares subject to RSU awards granted on April 26, 2012, February 14, 2013, March 17, 2014, and March 16, 2015, which will be issued as such units vest in accordance with their terms.
F3: The RSU's shall vest in equal annual installments over four (4) years from March 15, 2016, provided that the Reporting Person remains in the Issuer's service through each such vesting date.