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ALPHA & OMEGA SEMICONDUCTOR Ltd — Director's Dealing 2016
Jul 15, 2016
32375_dirs_2016-07-15_eade848f-2e10-4010-b918-0ea4c51e7ac9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALPHA & OMEGA SEMICONDUCTOR Ltd (AOSL)
CIK: 0001387467
Period of Report: 2016-07-13
Reporting Person: Chang Daniel Kuang Ming (Senior VP of Marketing)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-07-13 | Common Share | S | 2070 | $14.50 | Disposed | 39443 | Direct |
Footnotes
F1: The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 31, 2016.
F2: The price reported in Column 4 is the exact price at which all shares were sold.
F3: Includes an aggregate of 38,617 shares subject to restricted share unit awards granted on February 14, 2013, March 17, 2014, March 16, 2015, and March 15, 2016, which will be issued as such units vest in accordance with their terms.
F4: Reflects 875 shares acquired under the Issuer's Employee Stock Purchase Plan on May 14, 2016, which were being sold as reported in this Form 4.