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ALPHA & OMEGA SEMICONDUCTOR Ltd — Director's Dealing 2016
Nov 29, 2016
32375_dirs_2016-11-28_78f91c09-d459-450e-bd3e-b70fa18c5e81.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALPHA & OMEGA SEMICONDUCTOR Ltd (AOSL)
CIK: 0001387467
Period of Report: 2016-11-23
Reporting Person: Chang Daniel Kuang Ming (Senior VP of Marketing)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-23 | Common Share | M | 1860 | $14.14 | Acquired | 42178 | Direct |
| 2016-11-23 | Common Share | S | 1860 | $22.90 | Disposed | 40318 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-23 | Employee Share Option (right to buy) | $14.14 | M | 1860 | Disposed | 2020-06-27 | Common Shares (1860.0) | Direct |
Footnotes
F1: Includes an aggregate of 38,617 shares subject to restricted share unit awards granted on February 14, 2013, March 17, 2014, March 16, 2015, and March 15, 2016, which will be issued as such units vest in accordance with their terms.
F2: The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on Sep 14, 2016.
F3: The price reported in Column 4 is the exact price at which all shares were sold.
F4: The option is fully vested and immediately exercisable for all option shares.