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ALPHA & OMEGA SEMICONDUCTOR Ltd — Director's Dealing 2012
Oct 9, 2012
32375_dirs_2012-10-09_dc4807d7-9506-4701-a49e-15bbedff4d2d.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: ALPHA & OMEGA SEMICONDUCTOR Ltd (AOSL)
CIK: 0001387467
Period of Report: 2012-09-28
Reporting Person: YILMAZ HAMZA (Chief Technology Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 5233 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Share Option (right to buy) | $13.0 | 2018-02-06 | Common Shares (32308.0) | Direct | |
| Employee Share Option (right to buy) | $13.0 | 2018-02-06 | Common Shares (7692.0) | Direct | |
| Employee Share Option (right to buy) | $7.6 | 2019-05-04 | Common Shares (17500.0) | Direct | |
| Employee Share Option (right to buy) | $7.6 | 2019-05-04 | Common Shares (39312.0) | Direct | |
| Employee Share Option (right to buy) | $7.6 | 2019-05-04 | Common Shares (39456.0) | Direct | |
| Employee Share Option (right to buy) | $7.6 | 2019-05-04 | Common Shares (2500.0) | Direct | |
| Employee Share Option (right to buy) | $8.4 | 2019-08-12 | Common Shares (50000.0) | Direct | |
| Employee Share Option (right to buy) | $10.5 | 2019-11-11 | Common Shares (15000.0) | Direct | |
| Employee Share Option (right to buy) | $18.0 | 2020-04-27 | Common Shares (50000.0) | Direct | |
| Employee Share Option (right to buy) | $12.68 | 2021-03-06 | Common Shares (34000.0) | Direct | |
| Employee Share Option (right to buy) | $9.9 | 2022-04-25 | Common Shares (20400.0) | Direct |
Footnotes
F1: Includes 4,061 shares subject to a restricted stock unit award granted on April 26, 2012 that will be issued as those units vest.
F2: As of September 28, 2012, the option is fully vested and immediately exercisable for all option shares.
F3: The option was granted on May 5, 2009 and becomes exercisable in a series of twenty-eight (28) successive equal monthly installments from 8/9/2010 to 12/9/2012.
F4: The option was granted on May 5, 2009 and becomes exercisable in a series of thirty-six (36) successive equal monthly installments from 12/9/2009 to 12/9/2012.
F5: The option was granted on May 5, 3009 and becomes exercisable with respect to all the underlying shares on January 9, 2013.
F6: The option was granted on August 13, 2009 and becomes exercisable with respect to one-fifth (1/5) of the underlying shares on the first anniversary of the grant date, and thereafter the balance of the option shares become exercisable in a series of forty-eight (48) successive equal monthly installments.
F7: The option was granted on November 12, 2009 and becomes exercisable with respect to one-fifth (1/5) of the underlying shares on the first anniversary of the grant date, and thereafter the balance of the option shares become exercisable in a series of forty-eight (48) successive equal monthly installments.
F8: The option was granted on April 28, 2010 and becomes exercisable with respect to one-fifth (1/5) of the underlying shares on the first anniversary of the grant date, and thereafter the balance of the option shares become exercisable in a series of forty-eight (48) successive equal monthly installments.
F9: The option was granted on March 7, 2011 and becomes exercisable with respect to one-fifth (1/5) of the underlying shares on the first anniversary of the grant date, and thereafter the balance of the option shares become exercisable in a series of forty-eight (48) successive equal monthly installments.
F10: The option was granted on April 26, 2012 and becomes exercisable in a series of forty-eight (48) successive equal monthly installments.