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ALPHA & OMEGA SEMICONDUCTOR Ltd — Director's Dealing 2011
Jul 1, 2011
32375_dirs_2011-07-01_96befce3-cb17-4cf9-becd-d1e70db0fe2b.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: ALPHA & OMEGA SEMICONDUCTOR Ltd (AOSL)
CIK: 0001387467
Period of Report: 2011-07-01
Reporting Person: YILMAZ HAMZA (EVP Marketing & Product Lines)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 1750 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Share Option (right to buy) | $13.00 | 2018-02-06 | Common Shares (32308) | Direct | |
| Employee Share Option (right to buy) | $13.00 | 2018-02-06 | Common Shares (7692) | Direct | |
| Employee Share Option (right to buy) | $7.60 | 2019-05-04 | Common Shares (17500) | Direct | |
| Employee Share Option (right to buy) | $7.60 | 2019-05-04 | Common Shares (39312) | Direct | |
| Employee Share Option (right to buy) | $7.60 | 2019-05-04 | Common Shares (39456) | Direct | |
| Employee Share Option (right to buy) | $7.60 | 2019-05-04 | Common Shares (2500) | Direct | |
| Employee Share Option (right to buy) | $8.40 | 2019-08-12 | Common Shares (50000) | Direct | |
| Employee Share Option (right to buy) | $10.50 | 2019-11-11 | Common Shares (15000) | Direct | |
| Employee Share Option (right to buy) | $18.00 | 2020-04-27 | Common Shares (50000) | Direct | |
| Employee Share Option (right to buy) | $12.68 | 2021-03-06 | Common Shares (34000) | Direct |
Footnotes
F1: As of July 1, 2011, the option is fully vested and immediately exercisable for all option shares.
F2: The option was granted on May 5, 2009 and becomes exercisable in a series of twenty-eight (28) successive equal monthly installments from 8/9/2010 to 12/9/2012.
F3: The option was granted on May 5, 2009 and becomes exercisable in a series of thirty-six (36) successive equal monthly installments from 12/9/2009 to 12/9/2012.
F4: The option was granted on May 5, 3009 and becomes exercisable with respect to all the underlying shares on January 9, 2013.
F5: The option was granted on August 13, 2009 and becomes exercisable with respect to one-fifth (1/5) of the underlying shares on the first anniversary of the grant date, and thereafter the balance of the option shares become exercisable in a series of forty-eight (48) successive equal monthly installments.
F6: The option was granted on November 12, 2009 and becomes exercisable with respect to one-fifth (1/5) of the underlying shares on the first anniversary of the grant date, and thereafter the balance of the option shares become exercisable in a series of forty-eight (48) successive equal monthly installments.
F7: The option was granted on April 28, 2010 and becomes exercisable with respect to one-fifth (1/5) of the underlying shares on the first anniversary of the grant date, and thereafter the balance of the option shares become exercisable in a series of forty-eight (48) successive equal monthly installments.
F8: The option was granted on March 7, 2011 and becomes exercisable with respect to one-fifth (1/5) of the underlying shares on the first anniversary of the grant date, and thereafter the balance of the option shares become exercisable in a series of forty-eight (48) successive equal monthly installments.