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ALPHA & OMEGA SEMICONDUCTOR Ltd — Director's Dealing 2011
Jul 1, 2011
32375_dirs_2011-07-01_1703475c-b8d9-4331-a762-3e9639f09594.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: ALPHA & OMEGA SEMICONDUCTOR Ltd (AOSL)
CIK: 0001387467
Period of Report: 2011-07-01
Reporting Person: Liang Yifan (Chief Accounting Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 8750 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Share Option (right to buy) | $2.00 | 2015-04-14 | Common Shares (23000) | Direct | |
| Employee Share Option (right to buy) | $6.40 | 2016-01-30 | Common Shares (10000) | Direct | |
| Employee Share Option (right to buy) | $8.60 | 2016-10-26 | Common Shares (10000) | Direct | |
| Employee Share Option (right to buy) | $13.00 | 2018-02-06 | Common Shares (20000) | Direct | |
| Employee Share Option (right to buy) | $18.00 | 2020-04-27 | Common Shares (15000) | Direct | |
| Employee Share Option (right to buy) | $12.68 | 2021-03-06 | Common Shares (11000) | Direct |
Footnotes
F1: As of July 1, 2011, the option is fully vested and immediately exercisable for all option shares.
F2: The option was granted on October 27, 2006 and becomes exercisable with respect to one-fifth (1/5) of the underlying shares on the first anniversary of the grant date, and thereafter the balance of the option shares become exercisable in a series of forty-eight (48) successive equal monthly installments.
F3: The option was granted on February 7, 2008 and becomes exercisable with respect to one-fifth (1/5) of the underlying shares on the first anniversary of the grant date, and thereafter the balance of the option shares become exercisable in a series of forty-eight (48) successive equal monthly installments.
F4: The option was granted on April 28, 2010 and becomes exercisable with respect to one-fifth (1/5) of the underlying shares on the first anniversary of the grant date, and thereafter the balance of the option shares become exercisable in a series of forty-eight (48) successive equal monthly installments.
F5: The option was granted on March 7, 2011 and becomes exercisable with respect to one-fifth (1/5) of the underlying shares on the first anniversary of the grant date, and thereafter the balance of the option shares become exercisable in a series of forty-eight (48) successive equal monthly installments.