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ALPHA & OMEGA SEMICONDUCTOR Ltd — Director's Dealing 2011
Jul 1, 2011
32375_dirs_2011-07-01_e879026d-8216-4525-83a8-6604f04f4571.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: ALPHA & OMEGA SEMICONDUCTOR Ltd (AOSL)
CIK: 0001387467
Period of Report: 2011-07-01
Reporting Person: Kwok Ephraim (Chief Financial Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 13750 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Share Option (right to buy) | $6.00 | 2015-10-30 | Common Shares (78330) | Direct | |
| Employee Share Option (right to buy) | $6.00 | 2015-10-30 | Common Shares (116670) | Direct | |
| Employee Share Option (right to buy) | $18.00 | 2020-04-27 | Common Shares (50000) | Direct | |
| Employee Share Option (right to buy) | $12.68 | 2021-03-06 | Common Shares (34000) | Direct |
Footnotes
F1: As of July 1, 2011, the option is fully vested and immediately exercisable for all option shares.
F2: The option was granted on April 28, 2010 and becomes exercisable with respect to one-fifth (1/5) of the underlying shares on the first anniversary of the grant date, and thereafter the balance of the option shares become exercisable in a series of forty-eight (48) successive equal monthly installments.
F3: The option was granted on March 7, 2011 and becomes exercisable with respect to one-fifth (1/5) of the underlying shares on the first anniversary of the grant date, and thereafter the balance of the option shares become exercisable in a series of forty-eight (48) successive equal monthly installments.