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ALPHA HPA LIMITED Capital/Financing Update 2021

Jul 12, 2021

64270_rns_2021-07-12_38ea6721-8832-4a17-93b5-a792fa3148a2.pdf

Capital/Financing Update

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Application for quotation of +securities

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Announcement Summary

Entity name

ALPHA HPA LIMITED

Announcement Type

New announcement

Date of this announcement

Tuesday July 13, 2021

The +securities to be quoted are:

+Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities being converted

Total number of +securities to be quoted

ASX +security Number of +securities to
code Security description be quoted Issue date
A4N ORDINARY FULLY PAID 2,000,000 13/07/2021

Refer to next page for full details of the announcement

Application for quotation of +securities

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Application for quotation of +securities

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Part 1 - Entity and announcement details

1.1 Name of entity

ALPHA HPA LIMITED

We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules.

1.2 Registered number type

ABN

Registration number 79106879690

1.3 ASX issuer code

A4N

1.4 The announcement is

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New announcement

1.5 Date of this announcement

13/7/2021

Application for quotation of +securities

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Application for quotation of +securities

Part 2 - Type of Issue

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2.1 The +securities to be quoted are:

+Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities being converted

2.2 The +securities to be quoted are:

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Additional +securities in a class that is already quoted on ASX ("existing class")

Application for quotation of +securities

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Application for quotation of +securities

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Part 3B - number and type of +securities to be quoted (existing class) where issue has not previously been notified to ASX in an Appendix 3B

Existing +securities converting into additional +securities in an existing class

FROM (Existing Class) ASX +security code and description A4NAC : OPTION EXPIRING 31-JUL-2022 EX 30C

TO (Existing Class)
ASX +security code and description
A4N : ORDINARY FULLY PAID
Please state the number of options The first date the options were The last date the options were
that were exercised or other exercised or other +convertible exercised or other +convertible
+convertible securities that were securities were converted securities were converted
converted 13/7/2021 13/7/2021
2,000,000
Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been
exercised or have all of those convertible securities now been converted)?
No

The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by: An issue of new +securities

The underlying securities being received by the holder are: Intended to be, but are not yet, quoted by ASX

Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme? No

Issue date

13/7/2021

Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class? Yes

Application for quotation of +securities

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Application for quotation of +securities

Issue details

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Number of +securities to be quoted
2,000,000
Are the +securities being issued for a cash consideration?
Yes
In what currency is the cash consideration being paid? What is the issue price per +security?
AUD - Australian Dollar AUD 0.30000000
Any other information the entity wishes to provide aboutExercise of options by a consultant to the Company. the +securities to be quoted

Application for quotation of +securities

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Application for quotation of +securities

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Part 4 - Issued capital following quotation

Following the quotation of the +securities the subject of this application, the issued capital of the entity will comprise:

(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.)

4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the +securities subject of this application)

Total number of
ASX +security code and description +securities on issue
A4N : ORDINARY FULLY PAID 792,284,971

4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)

Total number of
ASX +security code and description +securities on issue
A4NAC : OPTION EXPIRING 31-JUL-2022 EX 30C 8,000,000
A4NAR : OPTION EXPIRING 31-JUL-2023 EX 35C 26,000,000
A4NAS : OPTION EXPIRING 30-SEP-2023 EX 35C 5,000,000
A4NAA : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES 37,000,000

Application for quotation of +securities

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