Alok Industries Ltd. — Major Shareholding Notification 2019

Oct 9, 2019

CTL/SAST/19-20/5685

October 09, 2019

ASE Limited	National Stock Exchange of India Limited
Phiroze Jeejeebhoy Towers	National Stock Exchange of India Ltd.,
Dalal Street.	Exchange Plaza, C-1, Block G,
Mumbai- 400001	Bandra Kurla Complex,
	Bandra(E), Mumbai - 400 051
Company Name	Alok Industries Limited
	17/5/1, 521/1,
	Village Rakholi/ Saily,
	Silvassa,
	DN - 396230
Pledgor 1	Alok Knit Exports Private Limited
	Tower B, 2 nd and 3 rd Floors,
	Peninsula Business Park,
	G. K. Marg, Lower Parel,
Pledgor 2	Mumbai - 400 013
	Mr. Ashok B. Jiwrajka
	Flat No.402,
	28th Floor,
	Plot No.254A,
	Dr. Annie Beasant Road, Worli, Mumbai-400 030
Pledgor 3	Mr. Dilip B. Jiwrajka
	7, Villa Orb, 15th Floor,
	Darabshaw Lane,
	Opp. Palm Beach School,
	Off Nepeansea Road,
	Mumbai - 400 006
Pledgor 4	Mr. Surendra B. Jiwrajka
	Flat No. 901 / 902,
	Palm Beach Apartments,
	67/ A Sir Pochkhanwala Road,
	Worli, Mumbai - 400 025

CATALYST TRUSTEESHIP LIMITED (FORMERLY GDA TRUSTEESHIP LIMITED)

Dear Sir/Madam.

Sub: Disclosure pursuant to Regulation 29 (2) of the SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 in relation to sale of shares of Alok Industries Limited

Pursuant to the disclosure required to be made under Regulation 29 (2) of the SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011, please find attached the disclosure in respect of sale of shares of "Alok Industries Limited" by "Catalyst Trusteeship Limited" (Formerly known as GDA Trusteeship Limited) in the capacity of Debenture Trustee for the benefit of Debenture Holders.

For and on behalf of Catalyst Trusteeship Ltd. (Formerly known as GDA Trusteeship Limited) MGDHANTADI Authorized Signatory

CATALYST TRUSTEESHIP LIMITED (FORMERLY CDA TRUSTEESHIP LIMITED)

An ISO:9001 Company

Format for disclosures under Regulation 29(2) of SEBI (Substantial Acquisition of
Shares and Takeovers) Regulations, 2011

Name of the Target Company (TC)	Alok Industries Limited
Name(s) of the seller and Persons Acting in Concert (PAC) with the seller	Catalyst Trusteeship Ltd.
Whether the seller belongs to Promoter/Promoter group	No
Name(s) of the Stock Exchange(s) where the shares of TC are Listed	National Stock Exchange of India Limited and BSE Limited
Details of the acquisition-/ disposal as follows	Number	% w.r.t. total share/voting capital wherever applicable(*)	% w.r.t. total diluted share/voti ng capital of the TC $(**)$
Before the sale under consideration, holding of:
a) Shares carrying voting rights b) Shares in the nature of encumbrance (pledge/ lien/ non-disposal undertaking/ others) Voting rights (VR) otherwise than by shares $\mathbf{c}$ Warrants $\mathbf{d}$ /convertible securities/any other instrument that entitles the acquirer to receive shares carrying voting rights in the T C (specify holding in each category) Total (a+b+c+d) e)	5, 35, 99, 279 NA Nil 5,35,99,279	3.89 NA Nil 3.89	3.89 NA NA Nil 3.89
Details of acquisition/sale
Shares carrying voting rights acquired/sold a) b) VRs acquired /sold otherwise than by shares c) Warrants /convertible securities/any other instrument that entitles the acquirer to receive shares carrying voting rights in the TC (specify holding in each category) acquired/sold d) Shares encumbered / invoked/released by the	2,88,92,296 NA NA	2.10 NA NA	2.10 NA NA
acquirer Total (a+b+c+d) e)	NA	NA	NA
	2,88,92,296	2.10	2.10

CATALYST TRUSTEESHIP LIMITED (FORMERLY GDA TRUSTEESHIP LIMITED)

Mumbai Office Windsor, 6^th Floor, Office No. 604, C.S.T. Road, Kalina, Santacruz (East), Mumbai 400 098 Tel +91 (022) 4922 0555 Fax +91 (022) 4922 0505 Regd. Office CDA House, Plot No. 85, Bhusari Colony (Right), Paud Road, Pune 411 038 Tel +91 (020) 25280081 Fax +91 (020) 25280275 Delhi Office Office No. 810, 8th Floor, Kailash Building, 26, Kasturba Gandhi Marg, New Delhi - 110001 Tel 11 430 29101/02.
CIN No. U74999PN1997PLC110262 Email dt@ctltrustee.com
CIN No. U74999PN1997PLC110262 Email dt@ctltr Pune | Mumbai | Bengaluru | Delhi | Chennai

An ISO:9001 Company

After the acquisition/sale, holding of:
a) Shares carrying voting rights b) Shares encumbered with the acquirer c) VRs otherwise than by shares Warrants /convertible $\mathbf{d}$ securities/any other instrument that entitles the acquirer to receive shares carrying voting rights in the TC (specify holding in each category) after acquisition Total (a+b+c+d) e)	2,47,06,983 NA. Nil Nil 2,47,06,983	1.79 NA NA Nil 1.79	1.79 NA NA Nil 1.79
Mode of acquisition $\rightarrow$ sale (e.g. open market / off- market / public issue / rights issue / preferential allotment / inter-se transfer etc.).	Open-market
Date of acquisition / sale of shares / VR or date of receipt of intimation of allotment of shares, whichever is applicable	October 04, 2019
Equity share capital / total voting capital of the TC before the said acquisition / sale	1,37,73,17,895
Equity share capital/ total voting capital of the TC after the said acquisition / sale	1,37,73,17,895
Total diluted share/voting capital of the TC after the said -acquisition / sale	1,37,73,17,895

Note:

(*) Total share capital/voting capital to be taken as per the latest filing done by the company to the Stock Exchange under Clause 35 of the listing Agreement.

(**) Diluted share/voting capital means the total number of shares in the TC assuming full conversion of the outstanding convertible securities/warrants into equity shares of the TC.

(***) Part-B shall be disclosed to the Stock Exchanges but shall not be disseminated.

(#) Up to October 04, 2019 quantity sold was 2, 88, 92,296 of Alok Industries Limited.

For and on behalf of Catalyst Trusteeship Ltd (Formerly known as GDA Trusteeship Limited)

GADHARE Authorized Signatory

Place: Mumbai Date: October 09, 2019