AI assistant
Ally Financial Inc. — Director's Dealing 2018
Jan 3, 2018
30503_dirs_2018-01-03_da6788cf-0c08-432d-bdc5-e0f4c4c02f29.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Ally Financial Inc. (ALLY)
CIK: 0000040729
Period of Report: 2017-12-29
Reporting Person: Brown Jeffrey Jonathan (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-12-29 | Common Stock | M | 498 | — | Acquired | 488205 | Direct |
| 2017-12-29 | Common Stock | D | 498 | $29.03 | Disposed | 487707 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-12-29 | Deferred Stock Units (DSU) | $ | M | 498 | Disposed | Common Stock (498.0) | Direct |
Footnotes
F1: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods.
F2: Represents the per share fair market value of the Company's common stock as of December 20, 2017.
F3: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.