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Ally Financial Inc. — Director's Dealing 2017
Jan 30, 2017
30503_dirs_2017-01-30_b2dd2943-488b-4582-8af4-1b0020cecc73.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Ally Financial Inc. (ALLY)
CIK: 0000040729
Period of Report: 2017-01-27
Reporting Person: Morais Diane E. (CEO & President, Ally Bank)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-01-27 | Common Stock | M | 277 | — | Acquired | 152598 | Direct |
| 2017-01-27 | Common Stock | D | 277 | $19.44 | Disposed | 152321 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-01-27 | Deferred Stock Units (DSU) | $ | M | 277 | Disposed | Common Stock (277.0) | Direct |
Footnotes
F1: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods.
F2: Represents the per share fair market value of the Company's common stock as of January 18, 2017.
F3: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.