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Ally Financial Inc. — Director's Dealing 2017
Nov 6, 2017
30503_dirs_2017-11-06_31a98c8f-a7e4-4067-8366-ece0dfcc6290.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Ally Financial Inc. (ALLY)
CIK: 0000040729
Period of Report: 2017-11-03
Reporting Person: Halmy Christopher A (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-03 | Common Stock | M | 242 | — | Acquired | 200186 | Direct |
| 2017-11-03 | Common Stock | D | 242 | $25.67 | Disposed | 199944 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-11-03 | Deferred Stock Units (DSU) | $ | M | 242 | Disposed | Common Stock (242.0) | Direct |
Footnotes
F1: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods.
F2: Represents the per share fair market value of the Company's common stock as of October 25, 2017.
F3: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.