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Ally Financial Inc. Director's Dealing 2016

Jan 5, 2016

30503_dirs_2016-01-05_89f41fad-7a6e-4830-9358-0b8204847a5a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Ally Financial Inc. (ALLY)
CIK: 0000040729
Period of Report: 2015-12-31

Reporting Person: Halmy Christopher A (Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-12-31 Common Stock M 7704 Acquired 123072 Direct
2015-12-31 Common Stock D 7704 $19.23 Disposed 115368 Direct
2015-12-31 Common Stock M 2207 Acquired 117575 Direct
2015-12-31 Common Stock D 2207 $18.40 Disposed 115368 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-12-31 Deferred Stock Units (DSU) $ M 7704 Disposed Common Stock (7704.0) Direct
2015-12-31 Incentive Restricted Stock Units (IRSU) $ M 2207 Disposed Common Stock (2207.0) Direct

Footnotes

F1: The common stock reported includes shares deemed issued upon the settlement of a portion of DSUs awarded in prior periods.

F2: Represents the per share fair market value of the Company's common stock as of December 23 2015.

F3: The common stock reported includes shares deemed issued upon the settlement of a portion of IRSUs awarded in prior periods.

F4: Represents the per share fair market value of the Company's common stock as of December 18 2015.

F5: Each DSU represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F6: Each IRSU represents a contingent right to receive the value of one share of the Company's common stock in cash on the applicable settlement dates. IRSUs do not have an expiration or exercise date or carry a conversion price. Reflects a fractional share rounded up to the nearest full share.