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Ally Financial Inc. — Director's Dealing 2016
Jan 5, 2016
30503_dirs_2016-01-05_89f41fad-7a6e-4830-9358-0b8204847a5a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Ally Financial Inc. (ALLY)
CIK: 0000040729
Period of Report: 2015-12-31
Reporting Person: Halmy Christopher A (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-12-31 | Common Stock | M | 7704 | — | Acquired | 123072 | Direct |
| 2015-12-31 | Common Stock | D | 7704 | $19.23 | Disposed | 115368 | Direct |
| 2015-12-31 | Common Stock | M | 2207 | — | Acquired | 117575 | Direct |
| 2015-12-31 | Common Stock | D | 2207 | $18.40 | Disposed | 115368 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-12-31 | Deferred Stock Units (DSU) | $ | M | 7704 | Disposed | Common Stock (7704.0) | Direct | |
| 2015-12-31 | Incentive Restricted Stock Units (IRSU) | $ | M | 2207 | Disposed | Common Stock (2207.0) | Direct |
Footnotes
F1: The common stock reported includes shares deemed issued upon the settlement of a portion of DSUs awarded in prior periods.
F2: Represents the per share fair market value of the Company's common stock as of December 23 2015.
F3: The common stock reported includes shares deemed issued upon the settlement of a portion of IRSUs awarded in prior periods.
F4: Represents the per share fair market value of the Company's common stock as of December 18 2015.
F5: Each DSU represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.
F6: Each IRSU represents a contingent right to receive the value of one share of the Company's common stock in cash on the applicable settlement dates. IRSUs do not have an expiration or exercise date or carry a conversion price. Reflects a fractional share rounded up to the nearest full share.