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Ally Financial Inc. — Director's Dealing 2016
Jan 20, 2016
30503_dirs_2016-01-20_ea5c8ba9-24c7-4e57-8c9a-6221713a7872.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Ally Financial Inc. (ALLY)
CIK: 0000040729
Period of Report: 2016-01-15
Reporting Person: Morais Diane E. (CEO & President, Ally Bank)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-01-15 | Common Stock | M | 1311 | — | Acquired | 107694 | Direct |
| 2016-01-15 | Common Stock | D | 1311 | $18.32 | Disposed | 106383 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-01-15 | Deferred Stock Units (DSU) | $ | M | 1311 | Disposed | Common Stock (1311.0) | Direct |
Footnotes
F1: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods.
F2: Represents the per share fair market value of the Company's common stock as of January 6, 2016.
F3: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.