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Ally Financial Inc. — Director's Dealing 2016
Nov 22, 2016
30503_dirs_2016-11-22_2d746525-a41f-46cf-833d-34c9c314c4bd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Ally Financial Inc. (ALLY)
CIK: 0000040729
Period of Report: 2016-11-18
Reporting Person: Russi Timothy M. (President, Auto Finance)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-18 | Common Stock | M | 1439 | — | Acquired | 155584 | Direct |
| 2016-11-18 | Common Stock | D | 1439 | $17.34 | Disposed | 154145 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-18 | Deferred Stock Units (DSU) | $ | M | 1439 | Disposed | Common Stock (1439.0) | Direct |
Footnotes
F1: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods.
F2: Represents the per share fair market value of the Company's common stock as of November 9, 2016.
F3: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.