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Ally Financial Inc. — Director's Dealing 2014
Apr 9, 2014
30503_dirs_2014-04-09_3a9aff72-45d9-4697-b046-45d648e8da1e.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Ally Financial Inc. (ALLY)
CIK: 0000040729
Period of Report: 2014-04-09
Reporting Person: Yastine Barbara A. (CEO & President, Ally Bank)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Deferred Stock Units (DSU) | $ | Common Stock (182561.0) | Direct | ||
| Incentive Restricted Stock Units (IRSU) | $ | Common Stock (30645.0) | Direct |
Footnotes
F1: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash on the applicable settlement dates. DSUs do not have an expiration or exercise date or carry a conversion price. Reflects a fractional share rounded up to the nearest full share.
F2: Each Incentive Restricted Stock Unit (IRSU) represents a contingent right to receive the value of one share of the Company's common stock in cash on the applicable settlement dates. IRSUs do not have an expiration or exercise date or carry a conversion price. 8,934 IRSUs are unvested and will vest two-thirds on the second anniversary of the award date and one-third on the third anniversary of the award date. Reflects a fractional share rounded up to the nearest full share.