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Ally Financial Inc. — Director's Dealing 2014
Sep 3, 2014
30503_dirs_2014-09-03_bb78cb6f-23b9-4a0e-ba84-d915b815ce13.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Ally Financial Inc. (ALLY)
CIK: 0000040729
Period of Report: 2014-08-29
Reporting Person: Halmy Christopher A (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-08-29 | Common Stock | M | 654 | — | Acquired | 654 | Direct |
| 2014-08-29 | Common Stock | F | 99 | $24.60 | Disposed | 555 | Direct |
| 2014-08-29 | Common Stock | D | 555 | $24.60 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-08-29 | Deferred Stock Units (DSU) | $ | A | 2892 | Acquired | Common Stock (2892.0) | Direct | |
| 2014-08-29 | Deferred Stock Units (DSU) | $ | M | 654 | Disposed | Common Stock (654.0) | Direct |
Footnotes
F1: The common stock reported includes (i) shares issued upon the settlement of a portion of DSUs awarded in prior periods, plus (ii) shares issued as a result of the immediate settlement of the portion of DSUs granted, to pay applicable taxes.
F2: Represents the per share fair market value of the Company's common stock as of August 20, 2014.
F3: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. A portion of all DSUs granted are immediately settled to pay applicable taxes. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.