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Ally Financial Inc. — Director's Dealing 2014
Dec 23, 2014
30503_dirs_2014-12-23_1e910b7f-6bd5-4f3b-98e2-2dfe01b9f627.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Ally Financial Inc. (ALLY)
CIK: 0000040729
Period of Report: 2014-12-19
Reporting Person: DEBRUNNER DAVID J (VP, CAO, Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-12-19 | Common Stock | M | 707 | — | Acquired | 707 | Direct |
| 2014-12-19 | Common Stock | F | 707 | $22.70 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-12-19 | Deferred Stock Units (DSU) | $ | A | 22013 | Acquired | Common Stock (22013.0) | Direct | |
| 2014-12-19 | Deferred Stock Units (DSU) | $ | M | 707 | Disposed | Common Stock (707.0) | Direct | |
| 2014-12-19 | Incentive Restricted Stock Units (IRSU) | $ | A | 10876 | Acquired | Common Stock (10876.0) | Direct | |
| 2014-12-19 | Restricted Stock Units (RSU) | $ | C | 10876 | Disposed | Common Stock (10876.0) | Direct | |
| 2014-12-19 | Restricted Stock Units (RSU) | $ | M | 651 | Disposed | Common Stock (651.0) | Direct |
Footnotes
F1: The common stock reported includes estimated shares related to the immediate settlement of the portion of DSUs granted, to pay applicable taxes.
F2: Represents the per share fair market value of the Company's common stock as of December 3, 2014.
F3: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. A portion of all DSUs granted are immediately settled to pay applicable taxes. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.
F4: With respect to the 39,808 Restricted Stock Units (RSUs) that were reported on the Reporting Person's Form 3 filed on April 9, 2014, 10,876 units have been converted to Incentive Restricted Stock Units (IRSUs). Each IRSU represents a contingent right to receive the value of one share of the Company's common stock in cash on the applicable settlement dates.
F5: Represents Restricted Stock Units (RSUs) settled to pay applicable taxes related to the vesting of previously granted RSUs.