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ALLSTATE CORP — Director's Dealing 2023
Feb 21, 2023
29991_dirs_2023-02-21_7cf9cbbf-b15c-4fb2-bb45-3797fae1b81f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALLSTATE CORP (ALL)
CIK: 0000899051
Period of Report: 2023-02-16
Reporting Person: Pintozzi John C (SVP, Controller, and CAO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-02-17 | Common Stock | M | 269 | — | Acquired | 16130 | Direct |
| 2023-02-17 | Common Stock | F | 73 | $135.05 | Disposed | 16057 | Direct |
| 2023-02-18 | Common Stock | M | 344 | — | Acquired | 16401 | Direct |
| 2023-02-18 | Common Stock | F | 93 | $135.05 | Disposed | 16308 | Direct |
| 2023-02-19 | Common Stock | M | 283 | — | Acquired | 16591 | Direct |
| 2023-02-19 | Common Stock | F | 77 | $135.05 | Disposed | 16514 | Direct |
| 2023-02-19 | Common Stock | A | 1751 | — | Acquired | 18265 | Direct |
| 2023-02-19 | Common Stock | F | 554 | $135.05 | Disposed | 17711 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-02-16 | Employee Stock Option (Right to Buy) | $137.10 | A | 2738 | Acquired | 2033-02-16 | Common Stock (2738) | Direct |
| 2023-02-16 | Restricted Stock Units | $ | A | 946 | Acquired | 2026-02-16 | Common Stock (946) | Direct |
| 2023-02-17 | Restricted Stock Units | $ | M | 269 | Disposed | 2025-02-17 | Common Stock (269) | Direct |
| 2023-02-18 | Restricted Stock Units | $ | M | 344 | Disposed | 2024-02-18 | Common Stock (344) | Direct |
| 2023-02-19 | Restricted Stock Units | $ | M | 283 | Disposed | 2023-02-19 | Common Stock (283) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2137 | Indirect |
Footnotes
F1: Conversion of previously awarded Restricted Stock Units (RSUs) into an equal number of common shares, without the payment of any consideration, pursuant to The Allstate Corporation 2019 Equity Incentive Plan. The remaining RSUs will convert on February 17, 2024 and February 17, 2025.
F2: Conversion of previously awarded Restricted Stock Units (RSUs) into an equal number of common shares, without the payment of any consideration, pursuant to The Allstate Corporation 2019 Equity Incentive Plan. The remaining RSUs will convert on February 18, 2024.
F3: Conversion of previously awarded Restricted Stock Units (RSUs) into an equal number of common shares, without the payment of any consideration, pursuant to The Allstate Corporation 2019 Equity Incentive Plan.
F4: Shares acquired upon conversion of 2020 performance stock award, pursuant to The Allstate Corporation 2019 Equity Incentive Plan.
F5: Shares withheld to satisfy tax withholding obligations incident to the conversion of performance stock award.
F6: Option exercisable in three increments, with one third vesting on February 16, 2024, February 16, 2025, and February 16, 2026, with any fractional shares to be rounded as provided for in award agreement.
F7: Award of Restricted Stock Units (RSUs) granted on February 16, 2023, under The Allstate Corporation 2019 Equity Incentive Plan. Each RSU represents the right to receive, without payment of any consideration, one share of Allstate common stock on the conversion date, with any fractional RSU to be rounded as provided for in award agreement. The RSUs will convert in three equal increments on February 16, 2024, February 16, 2025, and February 16, 2026.