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ALLSTATE CORP — Director's Dealing 2022
Feb 9, 2022
29991_dirs_2022-02-09_b31bb929-0342-4e6d-bb48-eb52b316e761.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALLSTATE CORP (ALL)
CIK: 0000899051
Period of Report: 2022-02-07
Reporting Person: WILSON THOMAS J (Director, Chairman, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-02-07 | Common Stock | A | 130760 | — | Acquired | 137520.676 | Direct |
| 2022-02-07 | Common Stock | F | 56722 | $124.76 | Disposed | 80798.676 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 246689 | Indirect |
| Common Stock | 71225 | Indirect |
| Common Stock | 157610 | Indirect |
| Common Stock | 7009 | Indirect |
| Common Stock | 161708 | Indirect |
| Common Stock | 257535 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $92.80 | 2028-02-22 | Common Stock (75802) | 75802 | Indirect |
| Employee Stock Option (Right to Buy) | $92.46 | 2029-02-08 | Common Stock (89916) | 89916 | Direct |
| Employee Stock Option (Right to Buy) | $92.46 | 2029-02-08 | Common Stock (89915) | 89915 | Indirect |
| Employee Stock Option (Right to Buy) | $124.26 | 2030-02-19 | Common Stock (160474) | 160474 | Direct |
| Employee Stock Option (Right to Buy) | $124.26 | 2030-02-19 | Common Stock (80236) | 80236 | Indirect |
Footnotes
F1: Shares acquired upon conversion of 2019 performance stock award, pursuant to The Allstate Corporation 2013 Equity Incentive Plan.
F2: Reflects transfer of 71,225 shares formerly held by the reporting person to indirect ownership on May 12, 2021.
F3: Balance also reflects 81.011 shares acquired during the period of January 7, 2021, to January 5, 2022, through the Shareowner Service Plus Plan, which reinvests dividends paid on The Allstate Corporation common shares.
F4: Shares withheld to satisfy tax withholding obligations incident to the conversion of performance stock award.
F5: Reflects transfer of 157,610 shares formerly held by the Thomas J. Wilson 2020 GRAT Trust to the Thomas J. Wilson 2021-C GRAT Trust on December 20, 2021.
F6: Reflects reporting person's contribution of 71,225 shares on May 12, 2021, to the Thomas J. Wilson 2021-A GRAT Trust.
F7: Reflects acquisition of 172 shares of The Allstate Corporation common stock since January 25, 2021, under the Allstate 401(k) Savings Plan, pursuant to the most recent plan statement, dated February 3, 2022.
F8: Reflects transfer of 75,802 vested employee options to TJW Options LLC 2018 Series Last Third on May 10, 2021, formerly held directly by the reporting person.
F9: Reflects transfer of 89,915 vested employee options to TJW Options LLC 2019 Series Middle Third on May 10, 2021, formerly held directly by the reporting person. 89,916 unvested employee options remain directly held.
F10: Stock option award granted on February 19, 2020, for 240,710 shares of common stock vesting in three equal increments. The remaining increments will vest on February 19, 2022, and February 19, 2023.
F11: Reflects transfer of 80,236 vested employee options to TJW Options LLC 2020 Series First Third on May 10, 2021, formerly held directly by the reporting person. 160,474 unvested employee options remain directly held.