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ALLSTATE CORP — Director's Dealing 2021
Feb 4, 2021
29991_dirs_2021-02-04_a72253dc-191a-4c27-992f-ec111231e494.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALLSTATE CORP (ALL)
CIK: 0000899051
Period of Report: 2020-12-18
Reporting Person: WILSON THOMAS J (Director, Chairman, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-18 | Common Stock | G | 95732 | — | Disposed | 6679.665 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 0 | Indirect |
| Common Stock | 404299 | Indirect |
| Common Stock | 257535 | Indirect |
| Common Stock | 161708 | Indirect |
| Common Stock | 6837 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $78.35 | 2027-02-09 | Common Stock (82817) | 82817 | Indirect |
| Employee Stock Option (Right to Buy) | $92.80 | 2028-02-22 | Common Stock (75802) | 75802 | Direct |
| Employee Stock Option (Right to Buy) | $92.80 | 2028-02-22 | Common Stock (75802) | 75802 | Indirect |
| Employee Stock Option (Right to Buy) | $92.46 | 2029-02-08 | Common Stock (179831) | 179831 | Direct |
| Employee Stock Option (Right to Buy) | $92.46 | 2029-02-08 | Common Stock (89915) | 89915 | Indirect |
Footnotes
F1: Gift of shares to charitable family foundation.
F2: Reflects transfer of 174,400 shares formerly held by the Thomas J. Wilson 2018 GRAT Trust to direct ownership on September 18, 2020.
F3: Reflects reporting person's contribution of 404,299 shares on September 18, 2020, to the Thomas J. Wilson 2020 GRAT Trust.
F4: Balance also reflects 58.365 shares acquired during the period of April 4, 2020, to January 6, 2021, through the Shareowner Service Plus Plan, which reinvests dividends paid on The Allstate Corporation common shares.
F5: Reflects acquisition of 110 shares of The Allstate Corporation common stock since May 8, 2020, under the Allstate 401(k) Savings Plan, pursuant to the most recent plan statement, dated January 25, 2021.
F6: Reflects transfer of 82,817 vested employee options to TJW Options LLC 2017 Series Last Third on September 22, 2020, formerly held directly by the reporting person.
F7: Stock option award granted on February 22, 2018, for 227,406 shares of common stock vesting in three equal increments. The remaining increment will vest on February 22, 2021.
F8: Reflects transfer of 75,802 vested employee options to TJW Options LLC 2018 Series Middle Third on September 22, 2020, formerly held directly by the reporting person. 75,802 unvested employee options remain directly held.
F9: Stock option award granted on February 8, 2019, for 269,746 shares of common stock vesting in three equal increments. The remaining increments will vest on February 8, 2021, and February 8, 2022.
F10: Reflects transfer of 89,915 vested employee options to TJW Options LLC 2019 Series First Third on September 22, 2020, formerly held directly by the reporting person. 179,831 unvested employee options remain directly held.