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ALLSTATE CORP — Director's Dealing 2020
Feb 11, 2020
29991_dirs_2020-02-11_74e0b218-ad5e-4697-8b68-b2ac3fe2b3d1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALLSTATE CORP (ALL)
CIK: 0000899051
Period of Report: 2020-02-09
Reporting Person: WILSON THOMAS J (Director, Chairman, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-02-09 | Common Stock | A | 137844 | — | Acquired | 392110.049 | Direct |
| 2020-02-09 | Common Stock | F | 59876 | $124.43 | Disposed | 332234.049 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 174400 | Indirect |
| Common Stock | 257535 | Indirect |
| Common Stock | 6677 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $31.56 | 2022-02-21 | Common Stock (205060) | 205060 | Direct |
| Employee Stock Option (Right to Buy) | $31.56 | 2022-02-21 | Common Stock (239000) | 239000 | Indirect |
| Employee Stock Option (Right to Buy) | $45.61 | 2023-02-12 | Common Stock (363409) | 363409 | Indirect |
| Employee Stock Option (Right to Buy) | $52.18 | 2024-02-18 | Common Stock (309237) | 309237 | Indirect |
| Employee Stock Option (Right to Buy) | $70.71 | 2025-02-18 | Common Stock (294494) | 294494 | Indirect |
| Employee Stock Option (Right to Buy) | $62.32 | 2026-02-11 | Common Stock (295324) | 295324 | Indirect |
| Employee Stock Option (Right to Buy) | $78.35 | 2027-02-09 | Common Stock (82817) | 82817 | Direct |
| Employee Stock Option (Right to Buy) | $78.35 | 2027-02-09 | Common Stock (165630) | 165630 | Indirect |
| Employee Stock Option (Right to Buy) | $92.80 | 2028-02-22 | Common Stock (151604) | 151604 | Direct |
| Employee Stock Option (Right to Buy) | $92.80 | 2028-02-22 | Common Stock (75802) | 75802 | Indirect |
Footnotes
F1: Shares acquired upon conversion of 2017 performance stock award, pursuant to The Allstate Corporation 2019 Equity Incentive Plan.
F2: Reflects transfer of 161,901 shares formerly held by the Thomas J. Wilson 2018 GRAT Trust to direct ownership on September 13, 2019. 174,400 shares remain directly held by the trust.
F3: Balance also reflects 56.635 shares acquired during the period of January 5, 2019, to January 6, 2020, through the Shareowner Service Plus Plan, which reinvests dividends paid on The Allstate Corporation common shares.
F4: Shares withheld to satisfy tax withholding obligations incident to the conversion of performance stock award.
F5: Reflects acquisition of 214 shares of The Allstate Corporation common stock since February 8, 2019, under the Allstate 401(k) Savings Plan, pursuant to the most recent plan statement, dated February 7, 2020.
F6: Reflects transfer of 239,000 vested employee options to TJW Options LLC 2012 Series on September 30, 2019, formerly held directly by the reporting person. 205,060 employee options remain directly held.
F7: Reflects transfer of 363,409 vested employee options to TJW Options LLC 2013 Series on September 30, 2019, formerly held directly by the reporting person.
F8: Reflects transfer of 309,237 vested employee options to TJW Options LLC 2014 Series on September 30, 2019, formerly held directly by the reporting person.
F9: Reflects transfer of 294,494 vested employee options to TJW Options LLC 2015 Series on September 30, 2019, formerly held directly by the reporting person.
F10: Reflects transfer of 295,324 vested employee options to TJW Options LLC 2016 Series on September 30, 2019, formerly held directly by the reporting person.
F11: Reflects transfer of 165,630 vested employee options to TJW Options LLC 2017 Series on September 30, 2019, formerly held directly by the reporting person. 82,817 vested employee options remain directly held.
F12: Stock option award granted on February 22, 2018, for 227,406 shares of common stock vesting in three equal increments. The remaining increments will vest on February 22, 2020, and February 22, 2021.
F13: Reflects transfer of 75,802 vested employee options to TJW Options LLC 2018 Series on September 30, 2019, formerly held directly by the reporting person. 151,604 unvested employee options remain directly held.