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ALLSTATE CORP — Director's Dealing 2017
Nov 13, 2017
29991_dirs_2017-11-13_38043c55-2906-4b02-9cc4-e7b28ae92baa.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALLSTATE CORP (ALL)
CIK: 0000899051
Period of Report: 2017-11-08
Reporting Person: WILSON THOMAS J (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-08 | Common Stock | M | 338316 | $48.82 | Acquired | 528616.86 | Direct |
| 2017-11-08 | Common Stock | F | 246868 | $99.44 | Disposed | 281748.86 | Direct |
| 2017-11-08 | Common Stock | M | 417576 | $31.41 | Acquired | 699324.86 | Direct |
| 2017-11-08 | Common Stock | F | 265854 | $99.48 | Disposed | 433470.86 | Direct |
| 2017-11-08 | Common Stock | S | 130000 | $99.29 | Disposed | 303470.86 | Direct |
| 2017-11-09 | Common Stock | S | 63595 | $98.80 | Disposed | 239875.86 | Direct |
| 2017-11-09 | Common Stock | S | 1405 | $99.32 | Disposed | 238470.86 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-11-08 | Employee Stock Option (Right to Buy) | $48.82 | M | 338316 | Disposed | 2018-02-26 | Common Stock (338316) | Direct |
| 2017-11-08 | Employee Stock Option (Right to Buy) | $31.41 | M | 417576 | Disposed | 2020-02-22 | Common Stock (417576) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 147700 | Indirect |
| Common Stock | 85000 | Indirect |
| Common Stock | 153905 | Indirect |
| Common Stock | 6076 | Indirect |
Footnotes
F1: Reflects distribution and transfer of 45,222 shares formerly held by the Thomas J. Wilson 2016 GRAT to direct ownership on August 8, 2017.
F2: Form also reflects 23.174 shares acquired during the period of April 7, 2017, through October 4, 2017, through the Shareholder Service Plus Plan, which reinvests dividends paid on The Allstate Corporation common shares.
F3: Shares withheld by issuer to pay the exercise price and minimum tax withholding liability incurred in connection with the exercise.
F4: Reflects weighted average sale price for open-market sales transaction reported herein. Actual sale prices ranged from $99.04 to $99.51. The reporting person provided the issuer, and will provide any security holder of The Allstate Corporation or member of the SEC staff, full information regarding the number of shares sold at each separate price upon request.
F5: Reflects weighted average sale price for open-market sales transaction reported herein. Actual sale prices ranged from $98.30 to $99.29. The reporting person provided the issuer, and will provide any security holder of The Allstate Corporation or member of the SEC staff, full information regarding the number of shares sold at each separate price upon request.
F6: Reflects weighted average sale price for open-market sales transaction reported herein. Actual sale prices ranged from $99.30 to $99.34. The reporting person provided the issuer, and will provide any security holder of The Allstate Corporation or member of the SEC staff, full information regarding the number of shares sold at each separate price upon request.
F7: Reflects acquisition of 42 shares of The Allstate Corporation common stock since April 5, 2017 under the Allstate 401(k) Savings Plan, pursuant to the most recent plan statement, dated November 8, 2017.