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ALLSTATE CORP — Director's Dealing 2015
Jan 15, 2015
29991_dirs_2015-01-15_fc7bd881-4eb8-4a66-b87f-60afaa87c5ee.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: ALLSTATE CORP (ALL)
CIK: 0000899051
Period of Report: 2015-01-05
Reporting Person: Harty Harriet K (Executive Vice President - AIC)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3113 | Direct |
| Common Stock | 7474 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $53.84 | 2016-02-21 | Common Stock (942) | Direct | |
| Employee Stock Option (Right to Buy) | $62.24 | 2017-02-20 | Common Stock (957) | Direct | |
| Employee Stock Option (Right to Buy) | $48.82 | 2018-02-26 | Common Stock (1813) | Direct | |
| Employee Stock Option (Right to Buy) | $16.83 | 2019-02-27 | Common Stock (7098) | Direct | |
| Employee Stock Option (Right to Buy) | $31.41 | 2020-02-22 | Common Stock (4841) | Direct | |
| Employee Stock Option (Right to Buy) | $31.74 | 2021-02-22 | Common Stock (5083) | Direct | |
| Employee Stock Option (Right to Buy) | $31.56 | 2022-02-21 | Common Stock (7228) | Direct | |
| Employee Stock Option (Right to Buy) | $40.49 | 2022-12-03 | Common Stock (1116) | Direct | |
| Employee Stock Option (Right to Buy) | $45.61 | 2023-02-12 | Common Stock (9399) | Direct | |
| Employee Stock Option (Right to Buy) | $52.18 | 2024-02-18 | Common Stock (4618) | Direct | |
| Restricted Stock Units | $ | 2015-02-22 | Common Stock (128) | Direct | |
| Restricted Stock Units | $ | 2016-02-16 | Common Stock (993) | Direct | |
| Restricted Stock Units | $ | 2016-12-03 | Common Stock (160) | Direct | |
| Restricted Stock Units | $ | 2017-02-12 | Common Stock (2467) | Direct | |
| Restricted Stock Units | $ | 2017-02-18 | Common Stock (3306) | Direct |
Footnotes
F1: Stock option award granted on February 22, 2011 for 5,083 shares of common stock vesting in 3 increments with the remaining 25% vesting on February 22, 2015.
F2: Stock option award granted on February 21, 2012 for 7,228 shares of common stock vesting in 3 increments. 50% vested on February 21, 2014. Half of the remaining stock options will vest on February 21, 2015 and the other half will vest on February 21, 2016.
F3: Stock option award granted on December 3, 2012 for 1,116 shares of common stock vesting in 3 increments. 50% vested on December 3, 2014. Half of the remaining stock options will vest on December 3, 2015 and the other half will vest on December 3, 2016.
F4: Stock option award granted on February 12, 2013 for 9,399 shares of common stock vesting in 3 increments. 50% vesting on February 12, 2015, 25% vesting on February 12, 2016, and the remaining 25% vesting on February 12, 2017.
F5: Stock option award granted on February 18, 2014 for 4,618 shares of common stock vesting in 3 increments, with one third vesting on February 18, 2015, February 18, 2016, and February 18, 2017, with any fractional shares to be rounded pursuant to reporting persons option award.
F6: Award of Restricted Stock Units (RSUs) granted on February 22, 2011 under The Allstate Corporation 2009 Equity Incentive Plan (now known as The Allstate Corporation 2013 Equity Incentive Plan). Each RSU represents the right to receive, without the payment of any consideration, one share of Allstate common stock on the day following the last day of the period of restriction (the conversion date). The remaining restricted stock units will convert on February 22, 2015.
F7: Award of Restricted Stock Units (RSUs) granted on February 21, 2012 under The Allstate Corporation 2009 Equity Incentive Plan (now known as The Allstate Corporation 2013 Equity Incentive Plan). Each RSU represents the right to receive, without the payment of any consideration, one share of Allstate common stock on the day following the last day of the period of restriction (the conversion date). 50% of the total number of RSUs converted on February 21, 2014. Half of the remaining restricted stock units will convert on February 21, 2015 and the other half will convert on February 21, 2016.
F8: Award of Restricted Stock Units (RSUs) granted on December 3, 2012 under The Allstate Corporation 2009 Equity Incentive Plan (now known as The Allstate Corporation 2013 Equity Incentive Plan). Each RSU represents the right to receive, without the payment of any consideration, one share of Allstate common stock on the day following the last day of the period of restriction (the conversion date). 50% of the total number of RSUs converted on December 3, 2014. Half of the remaining restricted stock units will convert on December 3, 2015 and the other half will convert on December 3, 2016.
F9: Award of Restricted Stock Units (RSUs) granted on February 12, 2013 under The Allstate Corporation 2009 Equity Incentive Plan (now known as The Allstate Corporation 2013 Equity Incentive Plan). Each RSU represents the right to receive, without the payment of any consideration, one share of Allstate common stock on the day following the last day of the period of restriction (the conversion date). 50% of the total number of RSUs will convert on February 12, 2015, 25% will convert on February 12, 2016, and the remaining 25% will convert on February 12, 2017.
F10: Award of Restricted Stock Units (RSUs) granted on February 18, 2014 under The Allstate Corporation 2013 Equity Incentive Plan. Each RSU represents the right to receive, without the payment of any consideration, one share of Allstate common stock on the day following the last day of the period of restriction (the conversion date). The total number of RSUs will convert on February 18, 2017.