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Allot Ltd. — Major Shareholding Notification 2010
Feb 12, 2010
32922_mrq_2010-02-12_59bffc44-b60c-43de-bd4e-e7d163c07d58.zip
Major Shareholding Notification
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SC 13G/A 1 a10-3511_1sc13ga.htm SC 13G/A
| UNITED
| STATES |
|---|
| SECURITIES |
| AND EXCHANGE COMMISSION |
| Washington, |
| D.C. 20549 |
SCHEDULE 13G
Under the Securities Exchange Act of 1934 (Amendment No. 1)*
Allot Communications Ltd.
(Name of Issuer)
Ordinary Shares
(Title of Class of Securities)
M0854Q 10 5
(CUSIP Number)
December 31, 2009
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
| o | Rule 13d-1(b) |
|---|---|
| o | Rule 13d-1(c) |
| x | Rule 13d-1(d) |
*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
SEQ.=1,FOLIO='',FILE='C:\JMS\105947\10-3511-1\task3919271\3511-1-ba-01.htm',USER='105947',CD='Feb 11 00:56 2010'
| CUSIP No. M0854Q 10 5 — 1. | Names of Reporting Persons Partech International Growth Capital I LLC | |
|---|---|---|
| 2. | Check the Appropriate Box | |
| if a Member of a Group (See Instructions) | ||
| (a) | o | |
| (b) | o | |
| 3. | SEC Use Only | |
| 4. | Citizenship or Place of | |
| Organization Cayman Islands | ||
| Number of Shares Beneficially Owned by Each Reporting Person With | 5. | Sole Voting Power 303,144 |
| 6. | Shared Voting Power | |
| 7. | Sole Dispositive Power 303,144 | |
| 8. | Shared Dispositive Power | |
| 9. | Aggregate Amount | |
| Beneficially Owned by Each Reporting Person 303,144 | ||
| 10. | Check if the Aggregate | |
| Amount in Row (9) Excludes Certain Shares (See Instructions) o | ||
| 11. | Percent of Class | |
| Represented by Amount in Row (9) 1.4% | ||
| 12. | Type of Reporting Person | |
| (See Instructions) OO |
2
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| CUSIP No. M0854Q 10 5 — 1. | Names of Reporting Persons Partech International Growth Capital III LLC | |
|---|---|---|
| 2. | Check the Appropriate Box | |
| if a Member of a Group (See Instructions) | ||
| (a) | o | |
| (b) | o | |
| 3. | SEC Use Only | |
| 4. | Citizenship or Place of | |
| Organization Cayman Islands | ||
| Number of Shares Beneficially Owned by Each Reporting Person With | 5. | Sole Voting Power 344,483 |
| 6. | Shared Voting Power | |
| 7. | Sole Dispositive Power 344,483 | |
| 8. | Shared Dispositive Power | |
| 9. | Aggregate Amount | |
| Beneficially Owned by Each Reporting Person 344,483 | ||
| 10. | Check if the Aggregate | |
| Amount in Row (9) Excludes Certain Shares (See Instructions) o | ||
| 11. | Percent of Class | |
| Represented by Amount in Row (9) 1.5% | ||
| 12. | Type of Reporting Person | |
| (See Instructions) OO |
3
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| CUSIP No. M0854Q 10 5 — 1. | Names of Reporting Persons 46 th Parallel LLC | |
|---|---|---|
| 2. | Check the Appropriate Box | |
| if a Member of a Group (See Instructions) | ||
| (a) | o | |
| (b) | o | |
| 3. | SEC Use Only | |
| 4. | Citizenship or Place of | |
| Organization Cayman Islands | ||
| Number of Shares Beneficially Owned by Each Reporting Person With | 5. | Sole Voting Power 647,627 |
| 6. | Shared Voting Power | |
| 7. | Sole Dispositive Power 647,627 | |
| 8. | Shared Dispositive Power | |
| 9. | Aggregate Amount | |
| Beneficially Owned by Each Reporting Person 647,627 | ||
| 10. | Check if the Aggregate | |
| Amount in Row (9) Excludes Certain Shares (See Instructions) o | ||
| 11. | Percent of Class | |
| Represented by Amount in Row (9) 2.9% | ||
| 12. | Type of Reporting Person | |
| (See Instructions) OO |
4
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| CUSIP No. M0854Q 10 5 — 1. | Names of Reporting Persons Double Black Diamond II LLC | |
|---|---|---|
| 2. | Check the Appropriate Box | |
| if a Member of a Group (See Instructions) | ||
| (a) | o | |
| (b) | o | |
| 3. | SEC Use Only | |
| 4. | Citizenship or Place of | |
| Organization Cayman Islands | ||
| Number of Shares Beneficially Owned by Each Reporting Person With | 5. | Sole Voting Power 20,671 |
| 6. | Shared Voting Power | |
| 7. | Sole Dispositive Power 20,671 | |
| 8. | Shared Dispositive Power | |
| 9. | Aggregate Amount | |
| Beneficially Owned by Each Reporting Person 20,671 | ||
| 10. | Check if the Aggregate | |
| Amount in Row (9) Excludes Certain Shares (See Instructions) o | ||
| 11. | Percent of Class | |
| Represented by Amount in Row (9) <0.1% | ||
| 12. | Type of Reporting Person | |
| (See Instructions) OO |
5
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| CUSIP No. M0854Q 10 5 — 1. | Names of Reporting Persons AXA Growth Capital II LP | |
|---|---|---|
| 2. | Check the Appropriate Box | |
| if a Member of a Group (See Instructions) | ||
| (a) | o | |
| (b) | o | |
| 3. | SEC Use Only | |
| 4. | Citizenship or Place of | |
| Organization Bermuda | ||
| Number of Shares Beneficially Owned by Each Reporting Person With | 5. | Sole Voting Power 144,677 |
| 6. | Shared Voting Power | |
| 7. | Sole Dispositive Power 144,677 | |
| 8. | Shared Dispositive Power | |
| 9. | Aggregate Amount | |
| Beneficially Owned by Each Reporting Person 144,677 | ||
| 10. | Check if the Aggregate | |
| Amount in Row (9) Excludes Certain Shares (See Instructions) o | ||
| 11. | Percent of Class | |
| Represented by Amount in Row (9) 0.6% | ||
| 12. | Type of Reporting Person | |
| (See Instructions) OO |
6
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| CUSIP No. M0854Q 10 5 — 1. | Names of Reporting Persons 48 th Parallel LLC | |
|---|---|---|
| 2. | Check the Appropriate Box | |
| if a Member of a Group (See Instructions) | ||
| (a) | o | |
| (b) | o | |
| 3. | SEC Use Only | |
| 4. | Citizenship or Place of | |
| Organization United States | ||
| Number of Shares Beneficially Owned by Each Reporting Person With | 5. | Sole Voting Power 144,677 |
| 6. | Shared Voting Power | |
| 7. | Sole Dispositive Power 144,677 | |
| 8. | Shared Dispositive Power | |
| 9. | Aggregate Amount Beneficially | |
| Owned by Each Reporting Person 144,677 | ||
| 10. | Check if the Aggregate | |
| Amount in Row (9) Excludes Certain Shares (See Instructions) o | ||
| 11. | Percent of Class | |
| Represented by Amount in Row (9) 0.6% | ||
| 12. | Type of Reporting Person | |
| (See Instructions) OO |
7
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| CUSIP No. M0854Q 10 5 — 1. | Names of Reporting Persons Par SF II LLC | |
|---|---|---|
| 2. | Check the Appropriate Box | |
| if a Member of a Group (See Instructions) | ||
| (a) | o | |
| (b) | o | |
| 3. | SEC Use Only | |
| 4. | Citizenship or Place of | |
| Organization United States | ||
| Number of Shares Beneficially Owned by Each Reporting Person With | 5. | Sole Voting Power 5,790 |
| 6. | Shared Voting Power | |
| 7. | Sole Dispositive Power 5,790 | |
| 8. | Shared Dispositive Power | |
| 9. | Aggregate Amount | |
| Beneficially Owned by Each Reporting Person 5,790 | ||
| 10. | Check if the Aggregate | |
| Amount in Row (9) Excludes Certain Shares (See Instructions) o | ||
| 11. | Percent of Class | |
| Represented by Amount in Row (9) <0.1% | ||
| 12. | Type of Reporting Person | |
| (See Instructions) OO |
8
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| CUSIP No. M0854Q 10 5 — 1. | Names of Reporting Persons Vincent R. Worms | |
|---|---|---|
| 2. | Check the Appropriate Box | |
| if a Member of a Group (See Instructions) | ||
| (a) | o | |
| (b) | o | |
| 3. | SEC Use Only | |
| 4. | Citizenship or Place of | |
| Organization France | ||
| Number of Shares Beneficially Owned by Each Reporting Person With | 5. | Sole Voting Power 818,765 |
| 6. | Shared Voting Power | |
| 7. | Sole Dispositive Power 818,765 | |
| 8. | Shared Dispositive Power | |
| 9. | Aggregate Amount | |
| Beneficially Owned by Each Reporting Person 818,765 | ||
| 10. | Check if the Aggregate | |
| Amount in Row (9) Excludes Certain Shares (See Instructions) o | ||
| 11. | Percent of Class | |
| Represented by Amount in Row (9) 3.7% | ||
| 12. | Type of Reporting Person | |
| (See Instructions) IN |
9
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| Item 1. | (a) | Name of Issuer Allot Communications Ltd. | |
|---|---|---|---|
| (b) | Address of Issuers | ||
| Principal Executive Offices 22 Hanagar Street, Industrial Zone B, Hod-Hasharon, 45240 Israel | |||
| Item 2. | |||
| (a) | Name of Person Filing Partech International Growth Capital I LLC (PIGC I) Partech International | ||
| Growth Capital III LLC (PIGC III) AXA Growth Capital II L.P. | |||
| (AXGC II) Double Black Diamond II | |||
| LLC (Double Black) Par | |||
| SF II LLC (Par SF II) 46th Parallel LLC (46th | |||
| Parallel) 48th Parallel LLC (48th | |||
| Parallel) Vincent R. Worms (Worms) | |||
| (b) | Address of Principal | ||
| Business Office or, if none, Residence Principal office for PIGC I, PIGC III, Double Black, and 46th Parallel: Ugland House, South Church | |||
| Street, Georgetown, Grand Cayman, Cayman Islands Principal office for 48th | |||
| Parallel and Par SF II: 1209 Orange Street, | |||
| Wilmington, DE 19801 Principal office for AXGC | |||
| II: Clarendon House, 2 Church | |||
| Street, PO Box HM 666, Hamilton, Bermuda HM CX Principal office for | |||
| Vincent R. Worms: 50 California Street, | |||
| Suite 3200, San Francisco, CA 94111 | |||
| (c) | Citizenship PIGC I, PIGC III, Double | ||
| Black, and 46th Parallel are Cayman Island companies limited by | |||
| guarantee. AXGC II is a Bermuda | |||
| Limited Partnership. Par SF II and | |||
| 48th Parallel are Delaware Limited Liability Companies. Worms is a citizen of France. | |||
| (d) | Title of Class of | ||
| Securities Ordinary Shares | |||
| (e) | CUSIP Number M0854Q 10 5 | ||
| Item 3. | If this statement is filed pursuant | ||
| to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is | |||
| a: | |||
| (a) | o | Broker or dealer | |
| registered under section 15 of the Act (15 U.S.C. 78o); | |||
| (b) | o | Bank as defined in section | |
| 3(a)(6) of the Act (15 U.S.C. 78c); | |||
| (c) | o | Insurance company as | |
| defined in section 3(a)(19) of the Act (15 U.S.C. 78c); | |||
| (d) | o | Investment company | |
| registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. | |||
| 80a-8); | |||
| (e) | o | An investment adviser in | |
| accordance with §240.13d-1(b)(1)(ii)(E); | |||
| (f) | o | An employee benefit plan | |
| or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); | |||
| (g) | o | A parent holding company | |
| or control person in accordance with §240.13d-1(b)(1)(ii)(G); | |||
| (h) | o | A savings association as | |
| defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. | |||
| 1813); | |||
| (i) | o | A church plan that is | |
| excluded from the definition of an investment company under section 3(c)(14) | |||
| of the Investment Company Act of 1940 (15 U.S.C. 80a-3); | |||
| (j) | o | A non-U.S. institution in | |
| accordance with § 240.13d1(b)(1)(ii)(J); | |||
| (k) | o | Group, in accordance with | |
| § 240.13d1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance | |||
| with § 240.13d1(b)(1)(ii)(J), | |||
| please specify the type of institution:____________________________ |
10
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| Item 4. | ||||
|---|---|---|---|---|
| Provide the following | ||||
| information regarding the aggregate number and percentage of the class of | ||||
| securities of the issuer identified in Item 1. | ||||
| (a) | Amount beneficially | |||
| owned: PIGC I is recordholder of | ||||
| 303,144 shares of Ordinary Shares of the Issuer as of December 31, 2009. 46th Parallel is the managing member of | ||||
| PIGC I, Worms, the managing member 46th Parallel, may be deemed to hold sole | ||||
| voting and dispositive power over the shares held by PIGC I. Such person and entities disclaim | ||||
| beneficial ownership of shares held by PIGC I except to the extent of | ||||
| pecuniary interest therein. PIGC III is recordholder | ||||
| of 344,483 shares of Ordinary Shares of the Issuer as of December 31, 2009. 46th Parallel is the managing member of | ||||
| PIGC III, Worms, the managing member of 46th Parallel, may be deemed to hold | ||||
| sole voting and dispositive power over the shares held by PIGC III. Such person and entities disclaim | ||||
| beneficial ownership of shares held by PIGC III except to the extent of | ||||
| pecuniary interest therein. AXGC II is recordholder of | ||||
| 144,677 shares of Ordinary Shares of the Issuer as of December 31, 2009. 48th Parallel is the managing member of | ||||
| AXGC II, Worms, the managing member of 48th Parallel, may be deemed to hold | ||||
| sole voting and dispositive power over the shares held by AXGC II. Such person and entities disclaim | ||||
| beneficial ownership of shares held by AXGC II except to the extent of | ||||
| pecuniary interest therein. Par SF II LLC is | ||||
| recordholder of 5,790 shares of Ordinary Shares of the Issuer as of December | ||||
| 31, 2009. Worms, the managing member | ||||
| of Par SF II, may be deemed to hold sole voting and dispositive power over | ||||
| the shares held by Par SF II. Such | ||||
| person disclaims beneficial ownership of shares held by Par SF II except to | ||||
| the extent of pecuniary interest therein. Double Black is | ||||
| recordholder of 20,671 shares of Ordinary Shares of the Issuer as of December | ||||
| 31, 2009. Worms, the managing member | ||||
| of Double Black, may be deemed to hold sole voting and dispositive power over | ||||
| the shares held by Double Black. Such person and entities disclaim beneficial | ||||
| ownership of shares held by Double Black except to the extent of pecuniary | ||||
| interest therein. | ||||
| (b) | Percent of class: | |||
| PIGC I | 1.4 | % | ||
| PIGC III | 1.5 | % | ||
| 46th Parallel | 2.9 | % | ||
| AXGC II | 0.6 | % | ||
| 48th Parallel | 0.6 | % | ||
| Double Black | <0.1 | % | ||
| Par SF II | <0.1 | % | ||
| Worms | 3.7 | % | ||
| (c) | Number of shares as to | |||
| which the person has: | ||||
| (i) | Sole power to vote or to | |||
| direct the vote | ||||
| PIGC I | 303,144 | |||
| PIGC III | 344,483 | |||
| 46th Parallel | 647,627 | |||
| AXGC II | 144,677 | |||
| 48th Parallel | 144,677 | |||
| Double Black | 20,671 | |||
| Par SF II | 5,790 | |||
| Worms | 818,765 | |||
| (ii) | Shared power to vote or to | |||
| direct the vote | ||||
| (iii) | Sole power to dispose or | |||
| to direct the disposition of | ||||
| PIGC I | 303,144 | |||
| PIGC III | 344,483 | |||
| 46th Parallel | 647,627 | |||
| AXGC II | 144,677 | |||
| 48th Parallel | 144,677 | |||
| Double Black | 20,671 | |||
| Par SF II | 5,790 | |||
| Worms | 818,765 | |||
| (iv) | Shared power to dispose or | |||
| to direct the disposition of | ||||
| Item 5. | Ownership of Five Percent or Less | |||
| of a Class | ||||
| If this statement is being filed to report the fact | ||||
| that as of the date hereof the reporting person has ceased to be the | ||||
| beneficial owner of more than five percent of the class of securities, check | ||||
| the following x . |
11
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| Item 6. | Ownership of More than Five Percent on Behalf of Another Person | | --- | --- | | Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person | | Item 8. | Identification and Classification of Members of the Group | | Item 9. | Notice of Dissolution of Group |
12
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ITEM 10. Certification
Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
| February 12, 2010 |
|---|
| Date |
| /s/ Vincent Worms |
| Signature |
| Partech International |
| Growth Capital I LLC |
| By: 46th Parallel, LLC, |
| Managing Member |
| Vincent Worms, Managing Member |
| Name/Title |
| /s/ Vincent Worms |
| Signature |
| Partech International |
| Growth Capital III LLC |
| By: 46th Parallel, LLC, |
| Managing Member |
| Vincent Worms, Managing Member |
| Name/Title |
| /s/ Vincent Worms |
| Signature |
| 46th Parallel, LLC |
| Vincent Worms, Managing Member |
| Name/Title |
| /s/ Vincent Worms |
| Signature |
| AXA Growth Capital II LP |
| By: 48th Parallel, LLC, |
| General Partner |
| Vincent Worms, Managing Member |
| Name/Title |
| /s/ Vincent Worms |
| Signature |
| 48th Parallel, LLC |
| Vincent Worms, Managing Member |
| Name/Title |
| /s/ Vincent Worms |
| Signature |
| Par SF II, LLC |
| Vincent Worms, Managing Member |
| Name/Title |
| /s/ Vincent Worms |
| Signature |
| Vincent Worms |
| Name/Title |
| Intentional misstatements or |
| omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. |
| 1001). |
13
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