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Allogene Therapeutics, Inc. — Director's Dealing 2021
May 20, 2021
33378_dirs_2021-05-20_5abb508e-f5cf-41d9-b41a-374503a83f69.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Allogene Therapeutics, Inc. (ALLO)
CIK: 0001737287
Period of Report: 2021-05-18
Reporting Person: Bhavnagri Veer (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-18 | Common Stock | M | 5000 | $2.27 | Acquired | 426353 | Direct |
| 2021-05-18 | Common Stock | S | 5000 | $30.00 | Disposed | 421353 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-18 | Stock Option (Right to Buy) | $2.27 | M | 5000 | Disposed | 2028-06-25 | Common Stock (5000) | Direct |
Footnotes
F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in December 2020.
F2: 25% of the shares subject to the stock option vested on April 6, 2019, and the remaining shares vest in 36 equal monthly installments thereafter.
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