Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Allogene Therapeutics, Inc. Director's Dealing 2021

May 20, 2021

33378_dirs_2021-05-20_5abb508e-f5cf-41d9-b41a-374503a83f69.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Allogene Therapeutics, Inc. (ALLO)
CIK: 0001737287
Period of Report: 2021-05-18

Reporting Person: Bhavnagri Veer (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-05-18 Common Stock M 5000 $2.27 Acquired 426353 Direct
2021-05-18 Common Stock S 5000 $30.00 Disposed 421353 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-05-18 Stock Option (Right to Buy) $2.27 M 5000 Disposed 2028-06-25 Common Stock (5000) Direct

Footnotes

F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in December 2020.

F2: 25% of the shares subject to the stock option vested on April 6, 2019, and the remaining shares vest in 36 equal monthly installments thereafter.