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Allogene Therapeutics, Inc. Director's Dealing 2021

May 25, 2021

33378_dirs_2021-05-25_2a4d4e95-7a23-4350-b3db-f5b80b808bca.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Allogene Therapeutics, Inc. (ALLO)
CIK: 0001737287
Period of Report: 2021-05-24

Reporting Person: Belldegrun Arie (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-05-24 Common Stock M 379066 $18.22 Acquired 583034 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-05-24 Stock Option (Right to Buy) $18.22 M 379066 Disposed 2030-03-18 Common Stock (379066) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 40000 Indirect
Common Stock 1798163 Indirect
Common Stock 788990 Indirect
Common Stock 3710006 Indirect

Footnotes

F1: The securities are held in the name of Bellco Legacy LLC (Bellco Legacy). Bellco Legacy is owned and managed by trusts controlled by the reporting person and Rebecka Belldegrun.

F2: The securities are held by Vida Ventures LLC (Vida), of which VV Manager LLC is the manager. The reporting person is a Senior Managing Director of VV Manager LLC and may therefore be deemed to be the beneficial owner of the common shares held by Vida. The reporting person disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

F3: The securities are held in the name of Bellco Capital LLC, of which the reporting person is the manager.

F4: The securities are held in the name of the Belldegrun Family Trust.

F5: 25% of the shares subject to the stock option shall vest on the first anniversary of the grant date, and the remaining shares shall vest in 36 equal monthly installments thereafter.