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Allogene Therapeutics, Inc. — Director's Dealing 2021
May 26, 2021
33378_dirs_2021-05-26_4496490b-0869-41be-8dc2-93ab702cbd47.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Allogene Therapeutics, Inc. (ALLO)
CIK: 0001737287
Period of Report: 2021-05-24
Reporting Person: Chang David D (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-24 | Common Stock | M | 27410 | $18.22 | Acquired | 2312279 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-24 | Stock Option (Right to Buy) | $18.22 | M | 27410 | Disposed | 2030-03-18 | Common Stock (27410) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1201108 | Indirect |
| Common Stock | 856044 | Indirect |
| Common Stock | 856044 | Indirect |
Footnotes
F1: Securities held in the name of the Chang 2006 Family Trust.
F2: Securities held in the name of the JEC 2019 Trust dated October 1, 2019.
F3: Securities held in the name of the RTC 2019 Trust dated October 1, 2019.
F4: 25% of the shares subject to the stock option shall vest on the first anniversary of the grant date, and the remaining shares shall vest in 36 equal monthly installments thereafter.
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