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Allogene Therapeutics, Inc. Director's Dealing 2021

May 26, 2021

33378_dirs_2021-05-26_4496490b-0869-41be-8dc2-93ab702cbd47.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Allogene Therapeutics, Inc. (ALLO)
CIK: 0001737287
Period of Report: 2021-05-24

Reporting Person: Chang David D (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-05-24 Common Stock M 27410 $18.22 Acquired 2312279 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-05-24 Stock Option (Right to Buy) $18.22 M 27410 Disposed 2030-03-18 Common Stock (27410) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1201108 Indirect
Common Stock 856044 Indirect
Common Stock 856044 Indirect

Footnotes

F1: Securities held in the name of the Chang 2006 Family Trust.

F2: Securities held in the name of the JEC 2019 Trust dated October 1, 2019.

F3: Securities held in the name of the RTC 2019 Trust dated October 1, 2019.

F4: 25% of the shares subject to the stock option shall vest on the first anniversary of the grant date, and the remaining shares shall vest in 36 equal monthly installments thereafter.