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ALLIENT INC — Director's Dealing 2021
Mar 13, 2021
32476_dirs_2021-03-12_853cf1c1-a8de-4c0f-96f7-fd472b567a1e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALLIED MOTION TECHNOLOGIES INC (AMOT)
CIK: 0000046129
Period of Report: 2021-03-10
Reporting Person: WARZALA RICHARD S (Director, Chief Executive Officer, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-10 | Common Stock | A | 7727 | — | Acquired | 973908 | Direct |
| 2021-03-10 | Common Stock | A | 7727 | — | Acquired | 981635 | Direct |
| 2021-03-10 | Common Stock | A | 12679 | — | Acquired | 994314 | Direct |
| 2021-03-11 | Common Stock | F | 1743 | — | Disposed | 992571 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 16321 | Indirect |
Footnotes
F1: Grant of time-based restricted shares pursuant to the Company's 2017 Omnibus Incentive Plan. These restricted shares vest one-third each on April 1, 2022, 2023 and 2024.
F2: Grant of performance-based restricted shares pursuant to the Company's 2017 Omnibus Incentive Plan. All or a portion of these restricted shares will vest over a three-year period upon the satisfaction of certain performance goals established by the Compensation Committe for the year ending December 31, 2021.
F3: Grant of performance-based restricted shares as long-term incentive pursuant to the Company's 2017 Omnibus Incentive Plan. All or a portion of this long-term incentive award will vest over a three-year or five-year period upon the satisfaction of certain performance goals established by the Compensation Committee for any year during the period ending December 31, 2022.
F4: On the indicated date, the Reporting Person instructed the Company to withhold shares of common stock to cover tax withholding obligations upon the vesting of restricted stock as permitted under the applicable shareholder-approved stock incentive plan.