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ALLIENT INC Director's Dealing 2019

Aug 29, 2019

32476_dirs_2019-08-29_08b5a0b6-9077-4ad5-88fe-630610b4e9a7.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ALLIED MOTION TECHNOLOGIES INC (AMOT)
CIK: 0000046129
Period of Report: 2017-05-23

Reporting Person: Winter Michael R (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-05-23 Common Stock S 2000 $24.6901 Disposed 0 Indirect
2018-06-13 Common Stock P 2000 $48.9715 Acquired 2000 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 14118 Direct

Footnotes

F1: These transactions were executed by the custodian for reporting person's individual retirement account (the "Firm"). The Firm did not discuss such transactions with the reporting person at the time the trades were made and the reporting person recently became aware that such sales and repurchase had been made. The initial sale transaction was contrary to the instructions of the reporting person and the subsequent repurchase transaction was also executed by the Firm without the the reporting person's authorization.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.6469 to $24.7065, inclusive. The reporting person undertakes to provide to Allied Motion Technologies Inc., any security holder of Allied Motion Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3: Reflects the reporting person's holdings as of May 23, 2017 after the unauthorized sale transaction that was effected by the Firm on such date.

F4: Reflects the reporting person's holdings as of June 13, 2018 after the unauthorized repurchase transaction that was effected by the Firm on such date.

F5: The reporting person's prior Section 16 filings reported his IRA holdings as directly owned by the reporting person. The reporting person is reporting the subject shares as indirectly owned in this Form 4 to show the net effect of the unauthorized transactions effected by the Firm.

F6: Includes shares purchased in the reporting person's IRA account that were previously reported on a Form 4 filed on May 14, 2019.