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ALLIENT INC — Director's Dealing 2017
Mar 3, 2017
32476_dirs_2017-03-03_31b5774c-15ea-4498-90e3-7888431817f1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALLIED MOTION TECHNOLOGIES INC (AMOT)
CIK: 0000046129
Period of Report: 2017-01-12
Reporting Person: WARZALA RICHARD S (Director, Chief Executive Officer, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-01-12 | Common Stock | F | 1068 | $21.32 | Disposed | 1021939 | Direct |
| 2017-03-01 | Common Stock | D | 5733 | — | Disposed | 1016206 | Direct |
| 2017-03-01 | Common Stock | A | 6824 | — | Acquired | 1023030 | Direct |
| 2017-03-01 | Common Stock | A | 13650 | — | Acquired | 1036680 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 15139 | Indirect |
Footnotes
F1: On January 12, 2017, 2,004 restricted shares vested and the Reporting Person instructed the Company to withhold 1,068 shares of common stock to cover tax withholding obligations as permitted under the Company's 2007 Stock Incentive Plan, as amended.
F2: Forfeiture of unearned performance shares previously granted pursuant to the Company's 2007 Stock Incentive Plan.
F3: Grant of restricted shares pursuant to the Company's 2007 Stock Incentive Plan. These restricted shares vest one-third each on March 31, 2018, 2019 and 2020.
F4: Grant of performance shares pursuant to the Company's 2007 Stock Incentive Plan. All or a portion of these STIP performance shares will vest over a three-year period upon the satisfaction of certain performance goals established by the Compensation Committee for the year ending December 31, 2017.