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ALLIANCEBERNSTEIN HOLDING L.P. — Director's Dealing 2024
Jan 24, 2024
10420_dirs_2024-01-24_fef1e28d-c718-41a4-b51e-f9423e962a86.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: ALLIANCEBERNSTEIN HOLDING L.P. (AB)
CIK: 0000825313
Period of Report: 2023-12-01
Reporting Person: Simeone Thomas (Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-12-01 | AB Holding Units | F | 2071 | $29.09 | Disposed | 2141 | Indirect |
| 2023-12-01 | AB Holding Units | F | 1566 | $29.09 | Acquired | 22616 | Direct |
Footnotes
F1: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")
F2: On December 1, 2023, 2,071 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 505 AB Holding Units were withheld for tax purposes and 1,566 AB Holding Units were delivered to him.
F3: The closing price of an AB Holding Unit for NYSE composite transactions on December 1, 2023.
F4: This amendment is being filed to change the characterization of this transaction from a disposition (D) to an acquisition (A).