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ALLIANCEBERNSTEIN HOLDING L.P. Director's Dealing 2024

Nov 6, 2024

10420_dirs_2024-11-06_f50e559f-1fa6-4573-a269-f0271ba6fd15.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ALLIANCEBERNSTEIN HOLDING L.P. (AB)
CIK: 0000825313
Period of Report: 2024-11-04

Reporting Person: Equitable Holdings, Inc. (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2024-09-20 Units P 700000 $35.117 Acquired 3766838 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Units 1444356 Indirect

Footnotes

F1: Units Representing Assignments of Beneficial Ownership of Limited Partnership Interests ("Holding Units") in AllianceBernstein Holding L.P. ("Holding").

F2: On November 4, 2024, Equitable Holdings Inc. ("Equitable Holdings") purchased 700,000 Holding Units in a privately-negotiated transaction.

F3: Equitable Holdings beneficially owns directly 3,766,838 Holding Units and beneficially owns indirectly 1,444,356 Holding Units beneficially owned directly by Alpha Units Holding, LLC, a wholly-owned subsidiary of Equitable Holdings.

F4: In addition to the Holding Units reported in this Form 4, the Reporting Person and its affiliates beneficially own units of limited partnership interests ("AB Capital Units") in AllianceBernstein L.P. ("AllianceBernstein") as follows. As of November 4, 2024, EQH beneficially owned directly 53,780,230 AB Capital Units; Alpha Units Holdings, LLC beneficially owned 74,406,933 AB Capital Units; and Alpha Units Holding II, LLC beneficially owned directly 41,934,582 AB Capital Units. For more information on the Reporting Person and its affiliates' holdings of AB Capital Units, see their separate Form 4 filings with respect to AB Capital Units.