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ALLIANCEBERNSTEIN HOLDING L.P. — Director's Dealing 2020
Dec 3, 2020
10420_dirs_2020-12-03_ffa44d12-92dc-4bfc-bbcf-8b2d9a2a775d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALLIANCEBERNSTEIN HOLDING L.P. (AB)
CIK: 0000825313
Period of Report: 2020-12-01
Reporting Person: BERNSTEIN SETH P (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-01 | AB Holding Units | F | 18512 | $32.60 | Disposed | 418922 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| AB Holding Units | 31271 | Direct |
Footnotes
F1: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")
F2: On December 1, 2020, 34,783 AB Holding Units previously owned by Reporting Person through a rabbi trust under employee incentive compensation award programs were distributed to him. Of these AB Holding Units, 18,512 AB Holding Units were withheld for tax purposes and 16,271 AB Holding Units were delivered to him.
F3: Closing price of an AB Holding Unit (NYSE: AB) on the vesting date (December 1, 2020).