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ALLIANCEBERNSTEIN HOLDING L.P. — Director's Dealing 2019
Dec 3, 2019
10420_dirs_2019-12-03_6d311273-0928-4092-8d17-0012b00fe384.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALLIANCEBERNSTEIN HOLDING L.P. (AB)
CIK: 0000825313
Period of Report: 2019-11-29
Reporting Person: Burke Kate C (Chief Administrative Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-11-29 | AB Holding Units | F | 4562 | $28.97 | Disposed | 175940 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| AB Holding Units | 9244 | Direct |
Footnotes
F1: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")
F2: On November 29, 2019, 13,806 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to her. Of these AB Holding Units, 4,562 AB Holding Units were withheld for tax purposes and 9,244 AB Holding Units were delivered to her.
F3: Closing price of an AB Holding Unit reflecting NYSE composite transactions on November 29, 2019.