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ALLIANCEBERNSTEIN HOLDING L.P. Director's Dealing 2019

Dec 12, 2019

10420_dirs_2019-12-12_7f4d548b-ecaa-4ace-aeb5-ef7efb3ccfba.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ALLIANCEBERNSTEIN HOLDING L.P. (AB)
CIK: 0000825313
Period of Report: 2019-12-10

Reporting Person: Siemers William R (SVP, Controller & CAO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-12-10 AB Holding Units A 4981 $28.75 Acquired 27006 Indirect

Footnotes

F1: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2: Reporting Person's 2019 long-term incentive compensation award, which was approved by the Compensation and Workplace Practices Committee of the Board on December 10, 2019, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 4,981 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2020, 2021, 2022 and 2023. The price set forth in the table is the closing price of an AB Holding Unit on December 10, 2019.