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ALLIANCEBERNSTEIN HOLDING L.P. — Director's Dealing 2018
Mar 2, 2018
10420_dirs_2018-03-02_16c9d1b2-9aa8-4d6f-9f57-5864a2fb3cd3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALLIANCEBERNSTEIN HOLDING L.P. (AB)
CIK: 0000825313
Period of Report: 2018-03-01
Reporting Person: Cranch Laurence E (General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-03-01 | AB Holding Units | M | 21062 | $17.05 | Acquired | 134269 | Direct |
| 2018-03-01 | AB Holding Units | S | 21062 | $26.2519 | Disposed | 113207 | Direct |
| 2018-03-02 | AB Holding Units | M | 19786 | $17.05 | Acquired | 132993 | Direct |
| 2018-03-02 | AB Holding Units | S | 19786 | $26.2642 | Disposed | 113207 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-03-01 | AB Holding Unit option (right to buy) | $17.05 | M | 21062 | Disposed | 2019-01-23 | AB Holding Units (21062.0) | Direct |
| 2018-03-02 | AB Holding Unit option (right to buy) | $17.05 | M | 19786 | Disposed | 2019-01-23 | AB Holding Units (19786.0) | Direct |
Footnotes
F1: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").
F2: Reporting Person sold 21,062 AB Holding Units at prices ranging from $26.25 to $26.30 per Unit. The price set forth in the table is the weighted average of his sales at these prices.
F3: Reporting Person sold 19,786 AB Holding Units at prices ranging from $26.25 to $26.35 per Unit. The price set forth in the table is the weighted average of his sales at these prices.
F4: The option vested in equal annual increments on each of January 23, 2010, 2011, 2012, 2013 and 2014.