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ALLIANCEBERNSTEIN HOLDING L.P. — Director's Dealing 2017
May 18, 2017
10420_dirs_2017-05-18_50b7a214-ea73-4785-a2c6-dbff53e82b78.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALLIANCEBERNSTEIN HOLDING L.P. (AB)
CIK: 0000825313
Period of Report: 2017-05-16
Reporting Person: BERNSTEIN SETH P (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-05-16 | units rep. assignments of beneficial owner. of lp interests | A | 164706 | $21.25 | Acquired | 164706 | Direct |
Footnotes
F1: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")
F2: Pursuant to Reporting Person's employment agreement dated as of April 28, 2017, which agreement includes forfeiture and accelerated vesting/delivery provisions, Reporting Person's award of 164,706 restricted AB Holding Units vests ratably on each of May 1, 2018, 2019, 2020 and 2021, and all of these AB Holding Units are scheduled to be delivered to Reporting Person promptly after May 1, 2021.
F3: The closing price on the NYSE of an AB Holding Unit on May 16, 2017, the award date.