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ALLIANCEBERNSTEIN HOLDING L.P. — Director's Dealing 2017
May 23, 2017
10420_dirs_2017-05-23_1f13efc0-7089-4d51-9da1-e54772a1e18a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALLIANCEBERNSTEIN HOLDING L.P. (AB)
CIK: 0000825313
Period of Report: 2017-05-19
Reporting Person: ELLIOTT STEVEN G (Former Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-05-19 | units rep. assignments of beneficial owner. of lp interests | M | 16349 | $14.58 | Acquired | 31976 | Direct |
| 2017-05-19 | units rep. assignments of beneficial owner. of lp interests | S | 16349 | $21.075 | Disposed | 15627 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-05-19 | AB Holding Unit option (right to buy) | $14.58 | M | 16349 | Disposed | 2022-05-15 | AB Holding Units (16349.0) | Direct |
Footnotes
F1: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").
F2: Reporting Person sold 16,349 AB Holding Units at prices ranging from $21.05 to $21.075 per Unit. The price set forth in the table is the weighted average of his sales at these prices.
F3: The option vested in equal annual increments on each of May 12, 2013, 2014 and 2015.
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