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ALLIANCEBERNSTEIN HOLDING L.P. Director's Dealing 2017

Jun 5, 2017

10420_dirs_2017-06-05_c7f04fdb-844a-4556-a579-1de5c5824c5c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ALLIANCEBERNSTEIN HOLDING L.P. (AB)
CIK: 0000825313
Period of Report: 2017-06-01

Reporting Person: Gingrich James A (Chief Operating Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-06-01 units rep. assignments of beneficial owner. of lp interests S 3500 $22.775 Disposed 386331 Direct
2017-06-01 units rep. assignments of beneficial owner. of lp interests M 3500 $17.05 Acquired 389831 Direct
2017-06-01 units rep. assignments of beneficial owner. of lp interests S 3500 $22.775 Disposed 386331 Direct
2017-06-02 units rep. assignments of beneficial owner. of lp interests S 1750 $22.55 Disposed 384581 Direct
2017-06-02 units rep. assignments of beneficial owner. of lp interests M 1750 $17.05 Acquired 386331 Direct
2017-06-02 units rep. assignments of beneficial owner. of lp interests S 1750 $22.70 Disposed 384581 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-06-01 AB Holding Unit option (right to buy) $17.05 M 3500 Disposed 2019-01-23 AB Holding Units (3500.0) Direct
2017-06-02 AB Holding Unit option (right to buy) $17.05 M 1750 Disposed 2019-01-23 AB Holding Units (1750.0) Direct

Footnotes

F1: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2: Reporting Person sold his AB Holding Units pursuant to a Rule 10b5-1 Plan.

F3: Reporting Person sold 1,750 AB Holding Units at $22.55 per Unit and 1,750 AB Holding Units at $23.00 per Unit. The price set forth in the table is the weighted average of his sales at these prices.

F4: The option vested in equal annual increments on each of January 23, 2010, 2011, 2012, 2013 and 2014.