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ALLIANCEBERNSTEIN HOLDING L.P. Director's Dealing 2017

Jun 27, 2017

10420_dirs_2017-06-27_b20b4ec1-a945-4239-85ac-36861d7cc5b3.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ALLIANCEBERNSTEIN HOLDING L.P. (AB)
CIK: 0000825313
Period of Report: 2017-06-23

Reporting Person: Gingrich James A (Chief Operating Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-06-23 units rep. assignments of beneficial owner. of lp interests S 3500 $23.45 Disposed 335581 Direct
2017-06-23 units rep. assignments of beneficial owner. of lp interests M 3500 $17.05 Acquired 339081 Direct
2017-06-23 units rep. assignments of beneficial owner. of lp interests S 3500 $23.45 Disposed 335581 Direct
2017-06-26 units rep. assignments of beneficial owner. of lp interests S 3500 $23.65 Disposed 332081 Direct
2017-06-26 units rep. assignments of beneficial owner. of lp interests M 3500 $17.05 Acquired 335581 Direct
2017-06-26 units rep. assignments of beneficial owner. of lp interests S 3500 $23.65 Disposed 332081 Direct
2017-06-27 units rep. assignments of beneficial owner. of lp interests S 3500 $23.55 Disposed 328581 Direct
2017-06-27 units rep. assignments of beneficial owner. of lp interests M 3500 $17.05 Acquired 332081 Direct
2017-06-27 units rep. assignments of beneficial owner. of lp interests S 3500 $23.55 Disposed 328581 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-06-23 AB Holding Unit option (right to buy) $17.05 M 3500 Disposed 2019-01-23 AB Holding Units (3500.0) Direct
2017-06-26 AB Holding Unit option (right to buy) $17.05 M 3500 Disposed 2019-01-23 AB Holding Units (3500.0) Direct
2017-06-27 AB Holding Unit option (right to buy) $17.05 M 3500 Disposed 2019-01-23 AB Holding Units (3500.0) Direct

Footnotes

F1: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2: Reporting Person sold AB Holding Units in accordance with a Rule 10b5-1 Plan.

F3: The option vested in equal annual increments on each of January 23, 2010, 2011, 2012, 2013 and 2014.