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ALLIANCEBERNSTEIN HOLDING L.P. Director's Dealing 2017

Aug 4, 2017

10420_dirs_2017-08-04_36214713-9b8f-4139-9fcf-030918d81e27.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ALLIANCEBERNSTEIN HOLDING L.P. (AB)
CIK: 0000825313
Period of Report: 2017-08-02

Reporting Person: Gingrich James A (Chief Operating Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-08-02 units rep. assignments of beneficial owner. of lp interests S 3500 $24.85 Disposed 220159 Direct
2017-08-02 units rep. assignments of beneficial owner. of lp interests M 3500 $17.05 Acquired 223659 Direct
2017-08-02 units rep. assignments of beneficial owner. of lp interests S 3500 $24.85 Disposed 220159 Direct
2017-08-03 units rep. assignments of beneficial owner. of lp interests S 3500 $24.05 Disposed 216659 Direct
2017-08-03 units rep. assignments of beneficial owner. of lp interests M 3500 $17.05 Acquired 220159 Direct
2017-08-03 units rep. assignments of beneficial owner. of lp interests S 3500 $24.05 Disposed 216659 Direct
2017-08-04 units rep. assignments of beneficial owner. of lp interests S 3500 $24.30 Disposed 213159 Direct
2017-08-04 units rep. assignments of beneficial owner. of lp interests M 3500 $17.05 Acquired 216659 Direct
2017-08-04 units rep. assignments of beneficial owner. of lp interests S 3500 $24.30 Disposed 213159 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-08-02 AB Holding Unit option (right to buy) $17.05 M 3500 Disposed 2019-01-23 AB Holding Units (3500.0) Direct
2017-08-03 AB Holding Unit option (right to buy) $17.05 M 3500 Disposed 2019-01-23 AB Holding Units (3500.0) Direct
2017-08-04 AB Holding Unit option (right to buy) $17.05 M 3500 Disposed 2019-01-23 AB Holding Units (3500.0) Direct

Footnotes

F1: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan.

F3: The option vested in equal annual increments on each of January 23, 2010, 2011, 2012, 2013 and 2014.